SIFMA issued a "suite of model documents" to help non-solicitor municipal advisors comply with their duties under new MSRB Rule G-42. Rule G-42 will be implemented on June 23, 2016. Feedback may be submitted to SIFMA through May 31, 2016.
The suite of documents includes:
- a municipal advisor engagement letter form,
- a disclosure statement of municipal advisor form,
- a disclosure letter for existing municipal advisor agreement form, and
- a municipal advisory client worksheet.
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