Jones Day is a global law firm with more than 2,500 lawyers across five continents. The Firm is distinguished by a singular tradition of client service; the mutual commitment to, and the seamless collaboration of, a true partnership; formidable legal talent across multiple disciplines and jurisdictions; and shared professional values that focus on client needs.
On January 13, 2015, the Securities and Exchange Commission ("SEC") Office of Compliance Inspections and Examinations ("OCIE") announced its examination priorities.
On January 13, 2015, the Securities and Exchange Commission
("SEC") Office of Compliance Inspections and Examinations
("OCIE") announced its examination priorities, which reflect the
practices and products the OCIE perceives to present potentially
heightened risks to investors or markets. As discussed in its
examination priorities, the OCIE will continue to examine
broker-dealers and investment advisers' cybersecurity
compliance and will also expand the initiative to include transfer
agents.
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