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As a reminder, fund managers relying on the exemption from registration with the US CFTC set forth in Rule 4.13(a)(3) must affirm their claim of exemption by March 2, 2015.
As a reminder, fund managers relying on the exemption from
registration with the US Commodity Futures Trading Commission (the
"CFTC") set forth in Rule 4.13(a)(3), commonly referred
to as the "de minimis exemption," must affirm their claim
of exemption by March 2, 2015. The affirmation
process should be completed online through the NFA Exemptions System. Failure to submit an
affirmation by the deadline will result in an automatic withdrawal
of the exemption from registration.
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guide to the subject matter. Specialist advice should be sought
about your specific circumstances.