Richard Rosenfeld

Enforcement Risks Relating To Section 10b5-1 Plans

Whistleblower Guidance Released By US Federal Reserve

US Securities And Exchange Commission Increases Focus On Cybersecurity

SEC Increasingly Turns Focus Toward Strength Of Cyber Risk Disclosures

Congress Slips Steroids To SEC Enforcement To Strengthen The SEC's Authority To Seek Disgorgement In Federal Court

First Department Reverses Trial Court's Decision And Dismisses Securities Class Action Because Defendants' Alleged Omissions Did Not Alter Total Mix Of Information Available To Reasonable Investors

SEC Enforcement Annual Report FY2020: Key Takeaways And Trends

SEC Amends Whistleblower Program

COVID-19: A Storm's A Brewin'! – The Inevitable Government Regulatory Scrutiny Of The Response To The Current Pandemic

Second Circuit Makes It Easier For The DOJ To Bring Criminal Insider Trading Cases Under 18 U.S.C. § 1348