Harry Weiss

United States Court Of Appeals For The District Of Columbia Denies Petition For Mandamus Seeking To Protect Privilege When Company Shared Information Developed In Internal Investigations With Company Auditors

Insider Trading Prohibition Act Passed By The House Of Representatives

SEC Settles Two More Whistleblower Protection Cases

Change And Continuity In Securities Regulation

SEC Examiners Focus On Investment Adviser And Broker-Dealer Compliance With Whistleblower Rules

New SEC Settlements Show Continued Focus On Whistleblower Protection And Severance Agreements

SEC Settlements Put Severance Agreements Under Increased Scrutiny

SEC Applies Whistleblower Interference Rule To Corporate Confidentiality Requirement

Recent Insider Trading Decision

SEC To Examine Cybersecurity Preparedness At More Than 50 Registered Broker-dealers And Investment Advisers