Article 14 Mar 2024 The Lesson Of Prometheus – A Special Purpose Broker Dealer May Cause Havoc In TradFi By Unilaterally Declaring ETH To Be A Security United States Finance
Article 17 Jan 2024 See Spot Run (Finally): After Over A Decade Of Rejections, SEC Approves 11 New Spot Bitcoin ETPs United States Technology
Article 20 Nov 2023 Copy And Paste: The SEC Adopts Security-Based Swap Execution Facility Rules That Closely Resemble Existing CFTC Swap Execution Facility Rules United States Consumer
Article 20 Oct 2023 Tread With Caution: New CFTC Enforcement Advisory On Penalties, Monitors And Admissions Portends Increased Compliance Costs For Industry United States Finance
Article 09 Oct 2023 SEC's Request For Interlocutory Appeal Of Favorable Rulings For Ripple Labs' Defendants Rejected Based On Well-Settled Law United States Commercial
Article 07 Sep 2023 FINRA Gains Greater Jurisdiction And Members: Amendments To SEC Rule 15b9-1 Will Require Most Proprietary Trading Broker-Dealers To Join FINRA United States Finance
Article 31 Aug 2023 SEC Denial Of Grayscale Bitcoin Fund Was Arbitrary And Capricious Rules DC Circuit Court Of Appeals United States Technology
Article 27 Jun 2023 Funds NOT Immediately Available: Actions FCMs Should Take To Protect Customer Funds Deposited At Distressed Banks United States Finance