Current filters:  
United States
Foley Hoag LLP
The Supreme Court in Seila Law LLC v. Consumer Financial Protection Bureau held that the structure of the Consumer Financial Protection Bureau ("CFPB")...
Mayer Brown
This Legal Update summarizes the revisions, which are intended to clarify, streamline, and ease the compliance burden of the provisions.
Jones Day
The COVID-19 crisis has placed extraordinary pressures on the global financial system. The impact on developing countries—particularly in Africa—is dramatic...
Cadwalader, Wickersham & Taft LLP
A registered futures commission merchant settled CFTC charges for failing to supervise accounts and for missing "indications" that an introducing broker was defrauding customers.
Cadwalader, Wickersham & Taft LLP
The NYDFS also said it "will make related changes to its CRA examination process in response to these amendments."
Cadwalader, Wickersham & Taft LLP
FINRA filed with the SEC a proposed rule "to create a uniform, national standard to govern registered persons holding positions of trust."
Cadwalader, Wickersham & Taft LLP
The ARRC's recommendations include updated hardwired fallback language and an updated user's guide covering the updated fallback language and potential alternatives.
Cadwalader, Wickersham & Taft LLP
FINRA provided extensions for the completion of qualifying examinations and firm certifications, and for supervisory control system reports and certain supervisory certifications.
Cadwalader, Wickersham & Taft LLP
FINRA highlighted recent "regulatory coordination efforts" on Consolidated Audit Trail compliance rules.
Cadwalader, Wickersham & Taft LLP
The Supreme Court denied a petition for a writ of certiorari in a case challenging the scope of the CFTC's anti-fraud authority.
Cadwalader, Wickersham & Taft LLP
The Senate Committee on Banking, Housing and Urban Affairs considered testimony on the development and testing of a U.S. central bank digital currency pilot program.
Cadwalader, Wickersham & Taft LLP
The OCC, Federal Reserve Board, FDIC, Farm Credit Association, and Federal Housing Finance Agency jointly adopted an interim final rule to delay the compliance dates for initial margin requirements.
Cadwalader, Wickersham & Taft LLP
In its Semiannual Risk Perspective for Spring 2020, the OCC highlighted elevated compliance, operational and credit risks faced by the federal banking industry.
Cadwalader, Wickersham & Taft LLP
A broker-dealer settled FINRA charges for failing to retain email exchanges.
Cleary Gottlieb Steen & Hamilton LLP
On June 25, 2020, the Board of Governors of the Federal Reserve, the Farm Credit Administration, the Federal Deposit Insurance Corporation, the Federal Housing Finance Agency, and the Office of the Comptroller of the Currency ...
Frankfurt Kurnit Klein & Selz
Here are two important news items for businesses participating in, or seeking to participate in, the Small Business Administration (SBA)'s Paycheck Protection Program (PPP)...
Shearman & Sterling LLP
The CFTC has recently published the following final and proposed rules codifying previously issued no action relief and restoring consumer information privacy policies and procedures...
Mayer Brown
On June 25, 2020, the US Commodity Futures Trading Commission (CFTC) voted to withdraw its proposed Regulation AT—which sought to regulate automated trading in a broad fashion...
Sheppard Mullin Richter & Hampton
Join us on Tuesday, June 30th, for a one our program with our Partner and Chair of the French Desk, Valérie Demont, as she discusses the Main Street Lending Program.
Cadwalader, Wickersham & Taft LLP
IOSCO Report: Central Counterparty Default Management Auctions-Issues for Consideration.
FREE News Alerts
Sign Up for our free News Alerts - All the latest articles on your chosen topics condensed into a free bi-weekly email.
Popular Contributors
Upcoming Events
Font Size:
Mondaq Social Media