ARTICLE
24 September 2021

Podcast: The SEC And FCA Annual Reports: Facts, Figures, Trends

AG
Akin Gump Strauss Hauer & Feld LLP

Contributor

Akin is a law firm focused on providing extraordinary client service, a rewarding environment for our diverse workforce and exceptional legal representation irrespective of ability to pay. The deep transactional, litigation, regulatory and policy experience we bring to client engagements helps us craft innovative, effective solutions and strategies.
In this episode, Akin Gump financial regulatory partner Helen Marshall and white collar defense and government investigations practice co-head Michael Asaro look at SEC...
United States Corporate/Commercial Law

This episode has been published. Here is the embed code:

Subscribe to OnAir with Akin Gump via  iTunes SoundCloud YouTube Spotify and  Google Podcasts.

In this episode, Akin Gump financial regulatory partner Helen Marshall and white collar defense and government investigations practice co-head Michael Asaro look at SEC and FCA's annual reports to discuss similarities, differences and trends.

Among the topics covered:

  • Which is the more active regulator?
  • COVID's impact on investigations.
  • Financial penalties in the U.S. and U.K..
  • Areas of heightened regulatory concern.

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

Mondaq uses cookies on this website. By using our website you agree to our use of cookies as set out in our Privacy Policy.

Learn More