Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.
Article
SEC Proposes New E-Delivery Framework For Investor Communications
The Securities and Exchange Commission has proposed Regulation E-Delivery, a transformative rule that would establish electronic delivery as the default method for transmitting required disclosures under federal securities laws. This shift would eliminate the current requirement for recipients to affirmatively consent before receiving documents electronically, fundamentally changing how issuers, broker-dealers, investment advisers, and registered funds communicate with investors and clients. The proposal in
United States Finance
PR
Proskauer Rose LLP
Article
Federal Reserve Proposes Rule To Mostly Align With FinCEN’s Proposed Anti-money Laundering Reforms
The Federal Reserve has proposed updates to its anti-money laundering and countering the financing of terrorism program requirements for supervised banks, largely aligning with earlier reforms proposed by FinCEN and other banking regulators. However, the Federal Reserve's proposal notably omits provisions requiring consultation with FinCEN before significant supervisory actions, raising questions about regulatory coordination and the practical implications of the new "significant or systemic" enforcement th
United States Finance
HL
Hogan Lovells Cadwalader
Article
Former Iowa Attorney General Thomas J. Miller Files Amicus Brief Supporting Colorado’s Interpretation Of DIDMCA’s Opt-Out Provision
Former Iowa Attorney General Thomas J. Miller filed an amicus brief supporting Colorado in a federal appeals case concerning DIDMCA's interest-rate exportation provisions, arguing that Iowa's 46-year history of opting out and enforcing usury laws against out-of-state banks provides unique insight into congressional intent. The brief contends that Iowa's continuous interpretation since 1980 demonstrates that states can apply their consumer credit laws to loans made to residents by out-of-state state-chartere
United States Finance
BS
Ballard Spahr LLP
Article
California DFAL Is Now Operative: Stablecoins, Enforcement, Custody, And What’s Next
California's digital asset regulatory landscape continues to evolve with significant legislative developments affecting exchanges, custodians, and financial institutions. Recent bills address stablecoin regulation, money laundering enforcement, unclaimed digital assets, and the controversial question of whether banks should offer staking services. The failure of AB 2285 highlights ongoing tensions between maintaining competitive markets and preserving investor protections in this rapidly developing sector.
United States Finance
GT
Greenberg Traurig, LLP
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Banking Regulation
PF
Project Finance

Securitization & Structured Finance

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Charges, Mortgages, Indemnities

Article
Bankruptcy Court Holds That Receivership Order Divests Debtor’s Manager Of Authority To File Chapter 11 Petition
A secured lender's appointment of a receiver over collateral may trigger a borrower's Chapter 11 bankruptcy filing, potentially causing significant delay and expense. Recent bankruptcy court decisions reveal how specific language in receivership orders can mitigate this risk by divesting debtor management of authority to act on the borrower's behalf.
United States Insolvency
DM
Duane Morris LLP
Article
The New Jersey Appellate Division Clarifies The Scope Of The UFTA
The New Jersey Appellate Division recently clarified critical aspects of the Uniform Fraudulent Transfer Act (UFTA) in a complex intra-family property dispute involving multiple transfers and mortgage liens. The court addressed when the UFTA can be invoked to void transfers, the enforceability of mortgages lacking promissory notes, and whether revoked LLCs can still enforce their security interests.
United States Insolvency
RD
Riker Danzig LLP
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Project Finance/PPP & PFI

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Fund Management/ REITs

Article
Venture Capital Litigation In The Unicorn Era: What VCs Need To Know
Recent research reveals that approximately 25% of active venture capital funds faced litigation between 2014-2025, challenging the industry's self-perception as non-litigious. As startups remain private longer and raise unprecedented capital, VCs find themselves increasingly named as defendants due to their governance involvement and status as solvent parties when portfolio companies fail. What does this emerging litigation landscape mean for how venture investors approach board participation, operational i
United States Commercial
OG
Outside GC
Article
Valuation Reports And Fairness Opinions In Fund Finance: Purpose, Application, And Key Considerations
Valuations and fairness opinions have become essential tools in fund finance transactions as deals grow more complex. This analysis explores how these independent third-party assessments help fund sponsors, limited partners, and lenders navigate conflicts of interest, satisfy fiduciary duties, and establish transparent pricing in continuation vehicles, NAV lending, and affiliated asset transfers.
United States Finance
MB
Mayer Brown
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