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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Synchronizing Through Registration Delegation To CIRO

In April, the Canadian Investment Regulatory Organization (CIRO) was provided with additional registration responsibilities by the securities regulatory authorities in Alberta, Ontario, New Brunswick...

BL

Borden Ladner Gervais LLP

Bitcoin Treasury Corporation Completes TSXV Listing

On June 30, 2025 the shares of Bitcoin Treasury Corporation (Bitcoin Treasury or the Corporation) became free trading on the TSX Venture Exchange (the TSXV), following its amalgamation...

BL

Borden Ladner Gervais LLP

Avoiding Rough Waters: OSC Consultation On Short Selling Restrictions

The Ontario Securities Commission released Proposed Amendments to OSC Rule 48-501 Trading during Distributions, Formal Bids and Share Exchange Transactions (Rule) on June 5, 2025

BL

Borden Ladner Gervais LLP

OSC Sets The Pace And Releases Service Standards

In its 2025 annual service commitment review, the Ontario Securities Commission (OSC) set out its timing for dealing with various matters such as applications and registrations when it acts as the principal regulator.

BL

Borden Ladner Gervais LLP

CIRO's Regulatory Priorities And Strategies

BL

Borden Ladner Gervais LLP

CSA Crosses The Finish Line With Its Oversight Report Of CIRO

BL

Borden Ladner Gervais LLP

From Traditional Commercial Banking To Asset-based Lending: Key Considerations For Businesses Contemplating The Switch

TM

Torkin Manes LLP

Doom Spending: From Foe To Friend

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Lawyers Financial

Overview And Analysis Of The GENIUS Act

ML

McMillan LLP

OSC Proposes New Rules To Restrict Short Selling Ahead Of Offerings Of Public Securities

BC

Blake, Cassels & Graydon LLP

Navigating The Changes: Québec's Bill 72 Amending The Consumer Protection Act Is Adopted

OH

Osler, Hoskin & Harcourt LLP

Système de paiement en temps réel, une solution inédite qui comporte toutefois certains risques

MT

Miller Thomson LLP

Nouveau projet de loi sur la sécurité à la frontière pour étendre et renforcer le régime canadien de lutte contre le recyclage des produits de la criminalité

FF

Fasken (French)

Québec Companies In Canadian Capital Markets: A Year Of Growth Amid Structural Shifts

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BCF Business Law

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Webinars

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Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

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Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

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Mondaq

Related Country Guides

Secured Lending

Banking Regulation

Project Finance

Listing Rules & Flotation

Understanding Nasdaq's New Liquidity Benchmarks: Initial Listing Changes Effective April 11, 2025

On December 12, 2024, the Nasdaq Stock Market LLC ("Nasdaq") filed a proposed rule change with the United States Securities and Exchange Commission (the "SEC") to modify Nasdaq Listing Rules 5405 and 5505 (the "Proposal").

Canada Commercial

ML

McMillan LLP

TSX Proposes Amendments To Listing Requirements

The Toronto Stock Exchange (TSX) has published for comment proposed amendments to the TSX Company Manual (the Manual)

BJ

Bennett Jones LLP

Ontario Extends Deadline For Heritage Property Designation Under Ontario Heritage Act

On June 6, 2024, the Ontario legislature passed the Homeowner Protection Act, 2024 ("Bill 200"). Schedule 2 of Bill 200 amends the Ontario Heritage Act, R.S.O. 1990, c. O.18...

AB

Aird & Berlis LLP

Opportunities For Canadian Biotech Companies On The Hong Kong Stock Exchange

ML

McMillan LLP

Les ACVM Proposent De Préciser Les Renseignements À Fournir Dans Les Demandes D'inscription

SE

Stikeman Elliott LLP

Hakken Capital Completes IPO

Canada Commercial

GW

Gowling WLG

TSX Launches Sandbox Initiative For Issuers That Do Not Satisfy Standard Listing Conditions

DW

Davies Ward Phillips & Vineberg

Regulatory Authorities To Know Before Doing Business In Crypto

GL

Goodmans LLP

Practical Considerations For Raising Capital As A Startup Company

Canada Commercial

WD

Wildeboer Dellelce LLP

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Capital Adequacy/BASEL

Episode 75: From Idea To Impact: The Power Of Storytelling In Startup Growth (Podcast)

Join Heather Barnhouse, Partner in our Edmonton office, as she explores women in leadership and entrepreneurship, and the ecosystem that supports them.

Canada Commercial

D

Dentons

Mise À Jour Du Secteur Financier : Lignes Directrices Du BSIF Et Consultations De Paiements Canada

Les mises à jour réglementaires des services financiers du mois de février se sont concentrées sur la préparation économique et l'innovation dans le secteur des technologies financières.

Canada Technology

FF

Fasken (French)

Financial Services Update: OSFI Guidelines And Payments Canada Consultation

February updates to financial services regulation have emphasized economic readiness and fintech innovation.

F

Fasken

OSFI Releases Updated Guideline On Climate Risk Management

MT

McCarthy Tétrault LLP

Canada's Regulatory Regime Does Not Disadvantage U.S. Banks

TL

Torys LLP

OSFI Issues Updates For Mortgage Qualifying Rate, Culture Risk And Funding

F

Fasken

Le BSIF publie des mises à jour concernant le taux admissible minimal applicable aux prêts hypothécaires, le risque lié à la culture et les liquidités

FF

Fasken (French)

OSFI 2023 – 2024 Annual Report: Major Developments At A Glance

ML

McMillan LLP

OSFI Releases Annual Report For Fiscal Year 2023 – 2024

GL

Goodmans LLP

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Commodities/Derivatives/Stock Exchanges

Synchronizing Through Registration Delegation To CIRO

In April, the Canadian Investment Regulatory Organization (CIRO) was provided with additional registration responsibilities by the securities regulatory authorities in Alberta, Ontario, New Brunswick...

BL

Borden Ladner Gervais LLP

Next Wave Of CIRO Proficiency Requirements

The Canadian Investment Regulatory Organization (CIRO) is shifting from a course centric proficiency model with exams tied to courses, to an assessment centric model with mandatory continuous education and training.

Canada Consumer

BL

Borden Ladner Gervais LLP

TSX Venture Exchange Updates Escrow Policy For New Listings

The TSX Venture Exchange (TSXV) has announced updates to its policy on escrow and resale restrictions. The immediately effective updates amended and renamed Policy 5.4 – Capital Structure...

Canada Commercial

BJ

Bennett Jones LLP

As The "Es" Crow Flies: TSX Venture Exchange Simplifies Listing Process With Amendments To Policy 5.4

Canada Commercial

D

Dentons

A Tale Of Two Regimes: The U.S. GENIUS Act And Canada's Divergent Approach To Stablecoin Regulation

Worldwide Technology

OH

Osler, Hoskin & Harcourt LLP

Derivatives Laws And Regulations Canada 2025

MT

Miller Thomson LLP

SEC Requests Comment On Foreign Private Issuer Definition: Considerations For Canadian Issuers

Canada Commercial

GL

Goodmans LLP

Geographical Deviation Does Not Defeat The One Year Time Bar In The Hague-Visby Rules

Canada Litigation

GR

Gardiner Roberts LLP

Impact Of New Rules On Complaint Handling On Dealers And Advisers

BL

Borden Ladner Gervais LLP

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Charges, Mortgages, Indemnities

Lawyer Did Not Breach Standard Of Care By Following Instructions Of Client's Agent (Shortreed Joint Venture Ltd. v Guvi)

During the course of a retainer, lawyers may communicate with an agent acting on behalf of their client for the purposes of receiving and acting upon instructions. In some cases...

Canada Litigation

GR

Gardiner Roberts LLP

Bill C-2: Canada's Crusade To Reform AML And Enhance FINTRAC Powers

In 2024, the federal government signaled that it planned to significantly strengthen Canada's anti-money laundering (AML) legislative regime (our summary here)...

Canada Technology

MT

McCarthy Tétrault LLP

7 Ways To Build Your Book With Millennials And Gen Z

Uncertain times give advisors, portfolio managers, insurance agents and planners an opportunity to shine with clients and prospects. In my last article, I explained a 5 step approach to help clients through difficult times.

BB

Babin Bessner Spry LLP

Federal Government Announces Reforms To Mortgage Rules – Is It Enough?

Canada Real Estate

Woitzik Polsinelli LLP

Can Plans And Specifications Used To Obtain Permits And Authorizations Give Rise To A Legal Hypothec?

Canada Real Estate

MT

Miller Thomson LLP

Plans et devis émis pour permis et autorisations : donnent-ils droit à l'hypothèque légale ?

Canada Real Estate

MT

Miller Thomson LLP

Court Of Appeal Summaries ( May 12 – May 16, 2025)

Canada Litigation

BM

Blaney McMurtry LLP

Generation Allowance

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Lawyers Financial

New Regulation On Complaint Handling In Québec's Financial Sector

BL

Borden Ladner Gervais LLP

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Latest Videos

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Arrangements With Third-Party Creditors: Conducting And Reviewing PPSA Searches (Video)

GW

Gowling WLG

Designing A Solid Security Package: Limited Recourse And Limited Amount Guarantees (Video)

GW

Gowling WLG

Real Estate Joint Ventures For Investors: Liquidity Provisions (Video)

TL

Torys LLP

Retail Payment Activities Act

OH

Osler, Hoskin & Harcourt LLP

Financing For Tech Companies In Today's Lending Environment (Video)

OH

Osler, Hoskin & Harcourt LLP

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