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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

New Concerns For Bank Fintech Partnerships: 10th Circuit's DIDMCA Decision Is The First Ripple In An Anticipated Wave

Issued on November 10, 2025, the long-awaited decision from the US Court of Appeals for the 10th Circuit in National Association of Industrial Bankers v. Weiser supports Colorado's exercise...

United States Finance

KM

Katten Muchin Rosenman LLP

FINRA Case Involving Gifts And Entertainment

On October 21, the Financial Industry Regulatory Authority (FINRA) filed a settled enforcement action involving allegedly improper gifts and entertainment in connection with sales of mutual fund shares.

United States Finance

KM

Katten Muchin Rosenman LLP

State Regulators Announce Enforcement Priorities

On October 16, the North American Securities Administrators Association (NASAA) published the enforcement priorities for state securities regulators. Key highlights of the 2025 NASAA Enforcement Report are the following...

United States Finance

KM

Katten Muchin Rosenman LLP

Key Takeaways On The 2025 Infrastructure Market And 2026 Outlook From Infrastructure Investor America Forum

What is the current outlook for North American infrastructure? Ropes & Gray attorneys explored this question at the Infrastructure Investor America Forum in New York on November 4–5, drawing...

United States Finance

RG

Ropes & Gray LLP

Financial Markets And Funds Quick Take | Issue 44

United States Finance

KM

Katten Muchin Rosenman LLP

U.S. Banks Quarterly Survey

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Regulatory Enforcement May Have Eased, But Banks Still Face Multifaceted Complexity And Strategic Challenges

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

Today's Podcast Episode: Fair Lending Developments Under Trump 2.0 – Part 1

United States Finance

BS

Ballard Spahr LLP

High Court Dismisses Judicial Review Challenge Of FCA's Naming Announcement

United States Finance

KL

Herbert Smith Freehills Kramer LLP

SEC Chairman Prioritizes Public Offering Reforms; Trump Signals Renewed Scrutiny Of Proxy Advisers

United States Finance

KM

Katten Muchin Rosenman LLP

CFPB Wants To Eliminate Disparate-impact Claims Under ECOA

United States Finance

BS

Ballard Spahr LLP

CFPB Proposes Revisions To Regulation B's Small Business Lending Rule Under Section 1071

United States Finance

SM

Sheppard Mullin Richter & Hampton

Colorado's Opt-Out From State Bank Exportation Of Interest Rates Is Live

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

National Association Of Industrial Bankers v. Weiser: Implications Of The Tenth Circuit's Ruling That Colorado Interest Rate Limits Apply To Loans Made By State Banks Located Outside Colorado– Join Our Webinar (See Link Below)

United States Finance

BS

Ballard Spahr LLP

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Webinars

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Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

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Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

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Mondaq

Related Country Guides

Project Finance

Banking Regulation

Fund Finance

Eligibility Spotlight For Private Credit ABL Facilities: Fully Funded Loans

This Legal Update explores why, in order for an underlying loan to be included in a warehouse facility's borrowing base, the underlying loan must be fully funded (or, for any delayed draw term loan or revolving loan, a reserve set aside).

United States Finance

MB

Mayer Brown

Investor Letters In Subscription Credit Facilities: Strategic Benefits For SMAs And Concentrated Investor Funds

In this article, the authors examine the shift away from investor letters in commingled funds and explore their continued relevance in separately managed accounts and funds with concentrated investor pools.

United States Finance

MB

Mayer Brown

Private Credit 2026 Private Credit In Fund Finance: From Customer To Colleague

Banks pioneered the fund finance market – private credit will be an integral part of its growth going forward. Private credit funds and their sponsors have gained significance in fund finance...

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Asset-Level Eligibility Series: Confidentiality Restrictions

United States Finance

MB

Mayer Brown

ETF Share Class: ICI Highlights Key Operational Considerations

United States Commercial

D

Dechert

Sales Compensation: Empowering Sales Organizations In Uncertain Times

United States Finance

AM

Alvarez & Marsal

Worldwide Technology

LS

Lowenstein Sandler

Current Market And Trends: European Fund Financing – A Reenergised But Choppy Market

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Asset-Level Eligibility Series: Loans Used For "Personal, Family Or Household Purposes"

United States Finance

MB

Mayer Brown

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Fund Management/ REITs

Key Takeaways On The 2025 Infrastructure Market And 2026 Outlook From Infrastructure Investor America Forum

What is the current outlook for North American infrastructure? Ropes & Gray attorneys explored this question at the Infrastructure Investor America Forum in New York on November 4–5, drawing...

United States Finance

RG

Ropes & Gray LLP

IRS Takes A Second Look At The FIRPTA Look-Through Rule And Reverses Course

These proposed regulations override existing regulations finalized in 2024, as they may be relied upon immediately. The proposed regulations potentially allow for greater foreign investment in REITs.

United States Tax

CW

Cadwalader, Wickersham & Taft LLP

Free Up Your Top Performers: Why Third-Party Audit Support Empowers Your Accounting Team For Growth

Audit readiness strategy: Stop pulling your best internal finance talent to manage the annual audit. Find out how enlisting outside audit help leads to better, more efficient accounting processes.

United States Accounting

R

Riveron

California Market-Based Sourcing Regulations: Effect On Asset Managers

United States Wealth Mgt

D

Dechert

APAC Monthly Private Wealth Legal Developments – October 2025

Worldwide Commercial

KL

Herbert Smith Freehills Kramer LLP

Global Survey Of ESG Regulations For Asset Managers

Worldwide Finance

KG

K&L Gates LLP

Derivatives For REITs: Managing Risks And Rewards

United States Finance

GP

Goodwin Procter LLP

SGX RegCo Issues Its Response On Its Proposals For A More Disclosure Based Regime

United States Finance

AO

A&O Shearman

SFDR 2.0 Leaked: Freedom Or New Investor Demands For Private Market Sustainability?

United States Finance

PR

Proskauer Rose LLP

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Listing Rules & Flotation

Nasdaq Proposes Stricter Initial And Continued Listing Standards

The Nasdaq Stock Market LLC ("Nasdaq") recently proposed modifications to its initial and continued listing standards ("Proposed Listing Standards").

United States Finance

D

Dechert

SEC Approves TXSE As National Securities Exchange

On September 30, 2025, Texas Group Inc. ("TXSE Group") announced that it has received formal approval of its Form 1 Registration Statement from the U.S. Securities and Exchange Commission...

United States Finance

JD

Jones Day

Ambush At The AGM – Notice Requirements For Listed Companies In The Digital Age

With a significant proportion of companies listed on the Hong Kong Stock Exchange incorporated in the Cayman Islands and approximately 223 Cayman-incorporated...

United States Commercial

BP

Baker & Partners

Considering A U.S. Listing? What Asian Issuers Should Know

Worldwide Commercial

LL

Loeb & Loeb LLP

London Stock Exchange Discussion Paper – Shaping The Future Of AIM

United States Commercial

BC

Bryan Cave Leighton Paisner

Nasdaq And NYSE Target Excessive Reverse Stock Splits Used To Regain Compliance With Minimum Security Price Requirements

United States Commercial

FH

Foley Hoag LLP

2024-2025 Developments Regarding NYSE And Nasdaq Listing Rules

United States Commercial

CG

Cahill Gordon & Reindel LLP

Nasdaq Listing Fee Changes

United States Finance

GP

Goodwin Procter LLP

EU Listing Act Podcasts

United States Finance

AO

A&O Shearman

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Leasing

Subleasing Your Office Space? You May Have Triggered An Impairment Of Right-of-Use Assets

Adopting Accounting Standards Codification (ASC) 842, Leases, introduces new considerations for companies with leases. One such complex consideration is accounting for the potential impairment...

United States Accounting

ML

Marcum

Judge Albright Shifts Approach To Automaker Venue After Federal Circuit Reversal

Western District of Texas District Judge Alan D. Albright frequently found himself at odds with the Federal Circuit over his handling of transfer motions just a few years ago

United States Finance

RC

RPX Corporation

Aviation Finance Comparative Guide

Aviation Finance Comparative Guide for the jurisdiction of United States, check out our comparative guides section to compare across multiple countries

United States Transport

VP

Vedder, Price P.C.

Airline Lands A Significant Blow: Frontier And Carlyle Aviation Fight It Out In The Courts Over Breach Of Contract Claims

United States Transport

SG

Smith Gambrell & Russell

The FASB's Lease Accounting Rules Leave Restaurant Investors Searching For Deferred Rent

United States Accounting

AM

Alvarez & Marsal

Are Unmatured Lease Obligations Considered Noncontingent Debt For Purposes Of Calculating Eligibility To File A Subchapter v Bankruptcy?

United States Insolvency

TC

Thompson Coburn LLP

New Fed Policy On Extend And Hold Bank Loans For Retail Properties - Welcome Back To 2008

United States Finance

KR

Kane Russell Coleman Logan

State AGs And CFPB Stop Tempoe's Rhythm

United States Finance

KD

Kelley Drye & Warren LLP

Multistate And CFPB Enforcement Actions Against Lease Finance Company Tempoe

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

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Latest Videos

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Designated Gifts — Honoring Intent, Avoiding Liability (Video)

MB

Michael Best

Ten Minute Interview: Investment Professionals And Family Offices (Video)

FL

Foley & Lardner

New Consumer Financial Services Fintech Business Opportunities Arising From Deregulation At The CFPB During Trump 2.0 – Part 1 (Podcast)

BS

Ballard Spahr LLP

Navigating The Retail Alternatives Landscape (Video)

AM

Alvarez & Marsal

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Upcoming Events

2025 Asset Management And Investment Funds Fall Conference—West Coast

KG

K&L Gates LLP

Bisnow's New York Condos Conference - Asset Management Strategies, Condo Associations, Boards & Leveraging All Condominium Models

KL

Herbert Smith Freehills Kramer LLP

2025 Asset Management And Investment Funds Fall Conference—New York

KG

K&L Gates LLP

The Changing Landscape Of Maritime Asset Finance

HK

Holland & Knight

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