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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Future Changes To The UK Mortgage Market: The Trade-offs And Risks

Facilitating sustainable home ownership and enhancing access and flexibility for mortgage borrowers have been at the top of the government's growth agenda for financial services.

United Kingdom Finance

AG

Addleshaw Goddard

DORA Delegated Regulation On Threat-Led Penetration Testing Published In Official Journal

The Delegated Regulation, which contains regulatory technical standards (RTS) on threat-led penetration testing (TLPT) requirements under the EU Digital Operational Resilience Act (DORA), was recently published...

European Union Finance

KM

Katten Muchin Rosenman LLP

Investing In Investors: Fund Manager M&A From GP Stakes To Strategic Acquisitions

Fund manager M&A has been a hot topic in recent years and we have seen high levels of interest from both acquirors and target managers.

United Kingdom Finance

M

Macfarlanes LLP

The Reel Cost: UK FCA Cracks Down On 'Finfluencers

The UK Financial Conduct Authority (FCA) is leading an international crackdown on illegal financial promotions by rogue "finfluencers"

United Kingdom Finance

AO

A&O Shearman

Privy Council Clarifies Secured Party's Duty When Realising Security

Guernsey Finance

W

Walkers

EBA Final Reports On RTS And ITS On Operational Risk Under CRR

European Union Finance

AG

Addleshaw Goddard

87.1% of listed companies use derivatives - more than just banks and brokers

United Kingdom Finance

TRAction

Funds Focus: A Turning Point For Private Asset Management

JF

Jersey Finance Limited

Great Fund Insights: Navigating NAV Issues In Open-Ended Real Estate Funds During Economic Challenges

United Kingdom Finance

AO

A&O Shearman

Executive Directors "Knowingly Concerned" In Bank's Breach Of The UK Listing Rules

United Kingdom Finance

AO

A&O Shearman

Innovative Finance Solutions For Refugees (Podcast)

United Kingdom Finance

G

Guernsey Finance

Spotlight On: Raïssa Bambara, Senior Associate - Finance

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

IOSCO Publishes Revised Recommendations And Guidance On Liquidity Risk Management For Open-ended Funds

United Kingdom Finance

M

Macfarlanes LLP

Beware The Risks Associated With The Investigram Trading Platform - Legal Considerations For Investors

United Kingdom Finance

GP

Giambrone & Partners

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Webinars

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9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

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Mondaq

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Project Finance

Banking Regulation

Secured Lending

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Corporate Finance

Annual Review Of Football Finance 2012 - New Rules, Narrow Margins

The 21st edition of the Deloitte Annual Review of Football Finance was launched on 31 May 2012.

United Kingdom Media & IT

D

Deloitte

Reducing Capital by Solvency Statement - Hints and Tips for Directors

The ICAEW has recently issued a helpsheet on the reduction of share capital under the Companies Act 2006 ("CA06").

United Kingdom Commercial

MB

Mayer Brown

New Incentive To Be More Charitable In Your Will

Estates leaving 10% or more to charity are set to benefit from a new reduced rate of IHT.

United Kingdom Commercial

SW

Smith & Williamson

The Time For Enterprise?

United Kingdom Tax

SW

Smith & Williamson

Enterprise: For Entrepreneurs, Growth Businesses And Their Advisers - Spring 2012

United Kingdom Finance

SW

Smith & Williamson

Our Survey Says - A Summary Of Our 14th Annual FSMG Survey

United Kingdom Finance

SW

Smith & Williamson

Financial Services And Markets Group Bulletin - Spring 2012

United Kingdom Finance

SW

Smith & Williamson

Section 2(a)(iii): The Suspense Continues

United Kingdom Finance

RS

Reed Smith (Worldwide)

Is The Time Right For Asset-Based Lending?

United Kingdom Finance

SW

Smith & Williamson

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Commodities/Derivatives/Stock Exchanges

87.1% of listed companies use derivatives - more than just banks and brokers

Many businesses use derivatives to manage market fluctuations. All such transactions must be reported.

United Kingdom Finance

TRAction

Great Fund Insights: Navigating NAV Issues In Open-Ended Real Estate Funds During Economic Challenges

The spate of recent economic challenges have brought intense volatility both to financial markets and the real economy and heralded a sharp return of the difficulties...

United Kingdom Finance

AO

A&O Shearman

Beware The Risks Associated With The Investigram Trading Platform - Legal Considerations For Investors

In recent years, the rise of online trading-related scams has caused increasing concern among investors. One platform frequently mentioned in user reports is Investigram, which, despite maintaining ...

United Kingdom Finance

GP

Giambrone & Partners

Council Of The EU Agrees Position On PSD3

European Union Finance

AO

A&O Shearman

EATM: Clearing The Way For Market Participants

European Union Finance

M

Macfarlanes LLP

Guernsey Financial Services Commission Announces Updated Prospectus Rules

Guernsey Finance

A

Appleby

Monthly Regulatory Newsletter – May 2025

Worldwide Finance

RQ

RQC Group

Business Reporter – Best Of British Business: Keeping The Engine Behind Your Market Data Running (Video)

United Kingdom Finance

CJ

CJC Ltd

It's About T-IME: Reviewing The Proposed Reforms Of The UK Investment Manager Exemption

United Kingdom Finance

D

Dechert

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Listing Rules & Flotation

Executive Directors "Knowingly Concerned" In Bank's Breach Of The UK Listing Rules

The UK Upper Tribunal (Tax and Chancery) has upheld the Financial Conduct's Authority's (FCA) decision to take action against two former executives...

United Kingdom Finance

AO

A&O Shearman

Investment Management Update - February 2025

This publication has been tailored to highlight topical news, cases and changes in the law impacting the investment management sector.

United Kingdom Finance

M

Macfarlanes LLP

Changes To EU Prospectus Regulation Under New EU Listing Act Effective Today

The new EU Listing Act designed to modernize and streamline access to public capital markets in the European Union through several amendments...

European Union Finance

DP

Davis Polk & Wardwell

TISE Launches Specialist Companies Equity Listing Rules

A

Appleby

The Benefits Of Guernsey And Jersey Companies For UK And US Listings

Worldwide Commercial

W

Walkers

Quarterly Listed Company Update: What's New And What's Next?

United Kingdom Commercial

TS

Travers Smith LLP

The FCA Publishes New Listing Rules

United Kingdom Finance

JL

Johnson Law Group

The New UK Listing Rules – Key Changes For Housing Association Bond Issuers

United Kingdom Finance

D

Devonshires

Investment Management Update - August 2024

European Union Finance

M

Macfarlanes LLP

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Asset Finance

What are the Advantages of Share Capital?

Use share capital as a tool to raise funds and grow your business without increasing debt.

United Kingdom Finance

L

LegalVision

Is trading of an instrument with an ISIN that is not in FIRDS, MiFIR reportable?

This article discusses the MiFIR framework, examples of missing or absent ISINs from FIRDS and regulators' responses.

United Kingdom Finance

TRAction

Is an EU Trading Venue considered ToTV for UK MiFIR and vice versa?

MiFIR reportability has stayed the same for UK firms but has narrowed in scope for EU firms.

United Kingdom Finance

TRAction

ASIC Rewrite – What Additional Information Do I Need To Report?

United Kingdom Finance

TRAction

Reporting for ICAVs and SICAVs

United Kingdom Finance

TRAction

Empowering Judgment Creditors: The Impact Of Lakatamia Shipping Company v Tseng Yu Hsia And Other (Podcast)

United Kingdom Litigation

H

Harneys

EU Taxonomy Regulation And Aviation: A Transition To Sustainability

European Union Transport

NR

Norton Rose Fulbright

The UK Recovery Loan Scheme

United Kingdom Finance

DM

Duane Morris LLP

The Recovery Loan Scheme: The Next Generation

United Kingdom Finance

F

Forsters

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Latest Videos

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Business Reporter – Best Of British Business: Keeping The Engine Behind Your Market Data Running (Video)

CJ

CJC Ltd

Credit Insurance Meets Trade Finance: A Smarter Way To Risk (Video)

W

WTW

Sustainable Finance Seminar 2024 Panel Session 1 (Video)

G

Guernsey Finance

Investing In Conflict Zones: Navigating And Managing Risk (Video)

NR

Norton Rose Fulbright Hong Kong

Implementing Your Climate Programme: The Five Things You Need To Get Right (Video)

BP

Baringa Partners

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