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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

The Finance Function Reckoning: Why 2026 Will Separate Strategic CFOs From Operational Scorekeepers

As 2025 ends, a visible divide has formed inside finance teams. Some have redesigned their operating model so they can support decisions quickly.

United States Finance

R

Riveron

Consistent Definitions, Less Confusion: CFTC Divisions Streamline And Harmonize Cross-Border Swap Compliance

The US Commodity Futures Trading Commission (CFTC or Commission) has taken a significant step toward regulatory clarity and harmonization in the cross-border swaps market.

United States Finance

KM

Katten Muchin Rosenman LLP

State Of The Private Credit Market And Valuation Best Practices

At the 2025 Private Credit and BDC Forum in New York presented by Dechert, Deloitte and Lincoln International, a Lincoln International-moderated discussion featured leaders from HPS Investment Partners, Lincoln International, Neuberger Berman and Oak Hill Advisors and unpacked where private credit stands today.

United States Finance

D

Dechert

Trump Administration Asks Supreme Court To Allow President To Fire FTC Member Without Cause

The Supreme Court should abandon a 90-year-old precedent and decide that President Trump should be permitted to fire Rebecca Slaughter from the Federal Trade Commission without cause...

United States Finance

BS

Ballard Spahr LLP

Emerging Manager Minute (Video)

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

New York's Highest Court Says FAPA Applies Retroactively

United States Finance

GP

Goodwin Procter LLP

New York Enacts 2022 UCC Amendments, Including Article 12 And Related Article 9 Revisions

United States Finance

LS

Lowenstein Sandler

AIFMD II Implementation: The Final Countdown

United States Finance

JD

Jones Day

CFTC Announces Changes To Rules Governing Enforcement Investigations And Settlement Recommendations

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

Second Circuit Poised To Rule On What Law Applies To Consumer Wire Fraud

United States Finance

MB

Mayer Brown

CFPB Signals Major Shift In Exam Approach With New "Humility Pledge"

United States Finance

SM

Sheppard Mullin Richter & Hampton

Podcast Episode: Opportunities In The Solar Finance Industries Despite Trump 2.0 (Podcast)

United States Finance

BS

Ballard Spahr LLP

NY Department Of Financial Services Signals Increased Scrutiny Of Third-Party Technology Risk Management

United States Finance

JD

Jones Day

GENIUS ACT – Banking Regulators Prepare To Publish Proposed Rules

United States Finance

KM

Katten Muchin Rosenman LLP

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Webinars

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Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

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Mondaq

Related Country Guides

Project Finance

Banking Regulation

Commodities/Derivatives/Stock Exchanges

Consistent Definitions, Less Confusion: CFTC Divisions Streamline And Harmonize Cross-Border Swap Compliance

The US Commodity Futures Trading Commission (CFTC or Commission) has taken a significant step toward regulatory clarity and harmonization in the cross-border swaps market.

United States Finance

KM

Katten Muchin Rosenman LLP

CFTC Issues Guidance On Tokenized Collateral And Other Crypto Sprint Developments

Guidance on tokenized assets and pilot program using tokenized collateral for derivatives expands the adoption of digital assets in U.S. financial markets as "a significant step forward" to help make America...

United States Technology

DW

Davis Wright Tremaine

December 2025 Crypto Update: New Changes And Challenges In U.S. Regulation Of Digital Assets

As 2025 winds down, legislators and regulators continue their efforts to establish a comprehensive framework for cryptocurrencies and other digital assets.

United States Technology

B

Benesch Friedlander Coplan & Aronoff LLP

CFTC Announces Changes To Rules Governing Enforcement Investigations And Settlement Recommendations

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

CFTC Authorizes Spot Crypto Trading On DCMs

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

CFTC Provides CPO-Registration Relief For Certain Credit Risk Transfer SPVs

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

FCA Publishes Final Rules On Systematic Internaliser Regime For Bonds And Derivatives And Matched Principal Trading By MTF Operators

United States Finance

KM

Katten Muchin Rosenman LLP

All's Well That Ends Well: The CFTC Amends Its Wells Notice Process And Other Rules Of Practice For The Better

United States Finance

KM

Katten Muchin Rosenman LLP

CFTC Changes To The Wells Process And Rules Of Practice

United States Finance

DW

Davis Wright Tremaine

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Capital Adequacy/BASEL

How Regulatory Change Is Reshaping Global Lending

How are shifting capital and regulatory rules actually changing the way banks lend, borrowers negotiate, and lawyers structure deals?

United States Finance

WL

World Law Group

Federal Banking Agencies Propose Lower Community Bank Leverage Ratio Requirements

The proposal would also extend the grace period for falling below the threshold by two quarters. If adopted, more banks could opt into the simplified capital framework—a simple leverage ratio of tier...

United States Finance

DW

Davis Wright Tremaine

3 Recent Regulatory Developments Relevant To The EU And UK Securitisation Markets

Recent EU and UK regulatory initiatives signal a renewed push to strengthen and scale the EU and UK securitisation markets, with three developments in particular highlighting how policymakers aim to broaden the investor base, refine prudential frameworks and mobilise long-term capital—especially from insurers.

Worldwide Commercial

ST

Simpson Thacher & Bartlett

Will Crypto Capital Find A Home In The U.S.?

United States Technology

DW

Davis Wright Tremaine

OCC Settles With Bank Over Alleged BSA/AML Violations

United States Finance

SM

Sheppard Mullin Richter & Hampton

IRS Proposes Ending Look-Through Rule For Domestic Corporation REIT Ownership

United States Tax

CO

Cozen O'Connor

U.S. Pet Grooming & Boarding: Ankura Industry Spotlight (October 2025)

United States Commercial

AC

Ankura Consulting Group LLC

Basel Endgame: Divergence, Competition And The Next Strategic Moves

Worldwide Finance

BC

Bryan Cave Leighton Paisner

Federal Reserve Announces Update For One Firm's Individual Capital Requirements

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

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Acquisition Finance/LBOs/MBOs

U.S. Private Equity Market Recap - September 2025

While deal count is down 5% on a YTD basis compared to 2024, dealmakers believe the market is improving and transaction activity has the potential to accelerate over the coming months.

United States Commercial

RG

Ropes & Gray LLP

The Little Buy-Sell That Could

With apologies to the pseudonymous children's book author Watty Piper, this is the story of a humble buy-sell provision in a family-owned LLC's operating agreement...

United States Anti-trust

FF

Farrell Fritz, P.C.

Seven Success Factors For Winning Section 363 Acquisitions

In the high-stakes world of bankruptcy asset acquisitions, Bankruptcy Code Section 363 provides a powerful mechanism for purchasing assets "free and clear" of most claims, liens, and encumbrances.

United States Insolvency

GP

Goodwin Procter LLP

PE Continues To Evolve And Enhance The Add-On Acquisition Process To Maximize Returns

United States Commercial

R

Riveron

Treasury And IRS Issue Final And Proposed Regulations Regarding Stock Repurchase Excise Tax Under Code Section 4501

United States Finance

AP

Arnold & Porter

Insights Into The Latest Treasury And IRS Proposed Regulations On Excise Tax For Corporate Stock Repurchases

United States Tax

KM

Katten Muchin Rosenman LLP

LPs Seek Ways To Share Profits In Continuation Fund 'Quick Flips'

United States Finance

M

Mintz

Question Of The Week: What Types Of Creative Financing Are You Seeing In Deals Lately? Why Are We Seeing An Increase Of These Structures?

United States Finance

PR

Proskauer Rose LLP

Transaction Planning And Execution

United States Commercial

AC

Ankura Consulting Group LLC

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Financial Services

The Finance Function Reckoning: Why 2026 Will Separate Strategic CFOs From Operational Scorekeepers

As 2025 ends, a visible divide has formed inside finance teams. Some have redesigned their operating model so they can support decisions quickly.

United States Finance

R

Riveron

Fintech Bank Charters Back In The Spotlight

The debate over the Office of the Comptroller of the Currency (OCC) granting specialty limited bank charters for financial technology companies is back, now with the addition of cryptocurrency and a new regulatory approach.

United States Technology

LL

Loeb & Loeb LLP

Consistent Definitions, Less Confusion: CFTC Divisions Streamline And Harmonize Cross-Border Swap Compliance

The US Commodity Futures Trading Commission (CFTC or Commission) has taken a significant step toward regulatory clarity and harmonization in the cross-border swaps market.

United States Finance

KM

Katten Muchin Rosenman LLP

State Of The Private Credit Market And Valuation Best Practices

United States Finance

D

Dechert

Trump Administration Asks Supreme Court To Allow President To Fire FTC Member Without Cause

United States Finance

BS

Ballard Spahr LLP

CFTC Issues Guidance On Tokenized Collateral And Other Crypto Sprint Developments

United States Technology

DW

Davis Wright Tremaine

December 2025 Crypto Update: New Changes And Challenges In U.S. Regulation Of Digital Assets

United States Technology

B

Benesch Friedlander Coplan & Aronoff LLP

Four Pillars Of Remedies For The Mortgage Loan In Default

United States Real Estate

SM

Sheppard Mullin Richter & Hampton

Emerging Manager Minute (Video)

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

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Latest Videos

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Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Alan Kaplinsky Spotlighted On LexBlog's Real Lawyers Podcast (Video)

BS

Ballard Spahr LLP

Designated Gifts — Honoring Intent, Avoiding Liability (Video)

MB

Michael Best

Ten Minute Interview: Investment Professionals And Family Offices (Video)

FL

Foley & Lardner

Elizabeth Shortino Featured In Atlantic Council Panels (Video)

AM

Alvarez & Marsal

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