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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

The Rise Of The Zombie Fund: Managing Regulatory Risk Associated With Long-Lived Fund Vehicles

Private fund managers and investors have long been haunted by the risk of a "zombie" fund: an investment vehicle that lasts well past its initial term...

United States Finance

PR

Proskauer Rose LLP

Shifting Tides: A Reallocation Of LP Capital From The U.S. To Europe

A growing proportion of limited partners ("LPs"), in particular large institutional investors, are redirecting capital from U.S.-focused private fund managers toward European managers.

United States Finance

WG

Weil, Gotshal & Manges LLP

FINRA Announces Targeted Review Of Small-Cap Foreign Offerings

FINRA has initiated a targeted examination focusing on broker-dealers' participation in small-cap offerings involving foreign issuers...

United States Finance

B

Bracewell

Update On Managing Risk Related To Third-Party Service Providers

You may find our commenting on actions of the New York State Department of Financial Services (NYSDFS) unusual since virtually none of our clients are subject to regulation by the NYSDFS.

United States Finance

JW

Jones Walker

A New Era For Banking: What President Trump's Debanking Executive Order And Related State Laws Mean For Financial Institutions, Government, And Banking Customers – Part 1 (Podcast)

United States Finance

BS

Ballard Spahr LLP

Federal Reserve Governor Waller Introduces "Skinny" Master Account Concept And Signals Support For Payments Innovation

United States Finance

MB

Mayer Brown

Web 3.0 And M&A Transactions— Emerging Issues

United States Finance

CG

Cahill Gordon & Reindel LLP

CFPB Withdraws Repeat Offender And Form Contract Registry Proposals

United States Finance

SM

Sheppard Mullin Richter & Hampton

CFPB Issues Rule That FCRA Preempts State Measures Barring Medical Debt

United States Finance

GP

Goodwin Procter LLP

Recent Transactions

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

What We're Reading

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Elizabeth Shortino Featured In Atlantic Council Panels (Video)

United States Finance

AM

Alvarez & Marsal

Regulatory Compliance In Leveraged ETF Sales Practices

United States Finance

KM

Katten Muchin Rosenman LLP

FINRA Enforcement's Alive And Well — And AML Focused

United States Finance

FL

Foley & Lardner

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Webinars

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Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

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Mondaq

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Banking Regulation

Project Finance

Debt Capital Markets

CFPB Issues Rule That FCRA Preempts State Measures Barring Medical Debt

The Consumer Financial Protection Bureau (CFPB) issued an interpretive rule on October 20, 2025 stating that the Fair Credit Reporting Act (FCRA) preempts state measures barring medical debt...

United States Finance

GP

Goodwin Procter LLP

Elizabeth Shortino Featured In Atlantic Council Panels (Video)

A&M Managing Director Elizabeth Shortino participated in key sessions during the Atlantic Council's Transatlantic Forum and IMF-World Bank Annual Meetings, engaging with global leaders on critical issues shaping today's economic landscape

United States Finance

AM

Alvarez & Marsal

Need A Penny? Too Bad: Legal Implications Of The U.S. Penny Shortage

The discontinuation of penny production is creating nationwide pricing, cash-handling and compliance challenges, especially in states and cities with cash acceptance, cash discrimination and cash-discount disclosure laws.

United States Finance

HK

Holland & Knight

Leveraged Finance Market Update

United States Finance

WG

Weil, Gotshal & Manges LLP

Global Leveraged Finance Market Update

United States Commercial

WG

Weil, Gotshal & Manges LLP

Navigating The Art Of The Exit: Readiness Lessons From Our Event At Nasdaq

United States Commercial

R

Riveron

FTC And Nevada AG Crack Down On Deceptive Tax Debt Relief Scams Mimicking The IRS

United States Finance

GA

Global Advertising Lawyers Alliance (GALA)

Pryor Cashman Represents Cirrus Real Estate Partners In $187M Loan Acquisition

United States Real Estate

PC

Pryor Cashman LLP

Credit Checks In Hiring: Key Issues For Financial Services Employers After Medical Debt Reporting Restrictions

United States Finance

JL

Jackson Lewis P.C.

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Fund Finance

Asset-Level Eligibility Series: Confidentiality Restrictions

This Legal Update explores why, in order for an underlying loan to be included in a warehouse facility's borrowing base, the underlying loan's documentation...

United States Finance

MB

Mayer Brown

ETF Share Class: ICI Highlights Key Operational Considerations

The Investment Company Institute recently published a white paper detailing operational, governance, and disclosure considerations for industry stakeholders in implementing a structure...

United States Commercial

D

Dechert

Sales Compensation: Empowering Sales Organizations In Uncertain Times

With such a direct impact on revenue, it's easy to understand why attracting and retaining key sales talent is critical for any business with aspirational growth goals.

United States Finance

AM

Alvarez & Marsal

Worldwide Technology

LS

Lowenstein Sandler

Current Market And Trends: European Fund Financing – A Reenergised But Choppy Market

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Asset-Level Eligibility Series: Loans Used For "Personal, Family Or Household Purposes"

United States Finance

MB

Mayer Brown

Don't Get Caught Off Guard: Essential Shutdown Preparation For Federal Projects

United States Government

HH

Holland & Hart

CRD VI: Updated Implications For US Fund Finance Lenders

United States Finance

MB

Mayer Brown

Banking Law Journal: Participations In The Fund Finance Market

United States Finance

MB

Mayer Brown

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Charges, Mortgages, Indemnities

The Power Of A Simple Notice

New York Real Property Law § 291-f provides that where a recorded mortgage, or an instrument relating to such mortgage, contains an agreement referring to § 291-f and restricting the mortgagor's right...

United States Real Estate

CW

Cadwalader, Wickersham & Taft LLP

Pryor Cashman Represents Cirrus Real Estate Partners In $187M Loan Acquisition

Pryor Cashman represented Cirrus Real Estate Partners in connection with the acquisition, from a major overseas lender, of a $187,000,000 mortgage loan secured...

United States Real Estate

PC

Pryor Cashman LLP

Bipartisan AG Coalition Secures Shiny Win In Precious Metals Fraud Case

The U.S. District Court of the Central District of California has entered a final judgment in a case brought by a bipartisan coalition of state AGs and the U.S. Commodity Futures Trading Commission...

United States Finance

CO

Cozen O'Connor

Licensing Link October 2025

United States Finance

MB

Mayer Brown

Double Trouble In Tricolor: Risks In Collateral Misrepresentation

United States Finance

DL

Davis+Gilbert LLP

Continuing Update On Retroactive Application Of New York's Foreclosure Abuse Prevention Act

United States Finance

HK

Holland & Knight

Mortgage Banking Update - October 16, 2025

United States Finance

BS

Ballard Spahr LLP

Four States Settle With Mortgage Company For Alleged Unlicensed Activity

United States Commercial

SM

Sheppard Mullin Richter & Hampton

The Q4 Gauntlet: Navigating Data Blackouts, Tariff Showdowns, And The November Trade Deadline (Ankura Monthly Economic Report)

United States Strategy

AC

Ankura Consulting Group LLC

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Commodities/Derivatives/Stock Exchanges

Lowenstein Crypto advises leading digital asset and cryptocurrency projects, exchanges, and trading firms.

United States Technology

LS

Lowenstein Sandler

FinCEN Releases Data Showing $9 Billion In Iranian Shadow Banking Activity

On October 23, 2025, the U.S. Department of the Treasury's Financial Crimes Enforcement Network ("FinCEN") issued a Financial Trend Analysis ("FTA")...

United States Criminal

BS

Ballard Spahr LLP

EU-U.S. Asset Management Insights, Live From Luxembourg (Podcast)

From regulatory shifts and fundraising trends to retail investment access and cross-border engagement, Elaine shares expert insights on how U.S. managers are increasingly embracing European markets, and vice versa.

Worldwide Wealth Mgt

AO

A&O Shearman

Regulatory Compliance In Leveraged ETF Sales Practices

United States Finance

KM

Katten Muchin Rosenman LLP

Long & Winding Road: New CFTC Chair

United States Finance

FL

Foley & Lardner

Dark Patterns Leading To The Dark Forest – The Next Frontier Of Crypto Enforcement?

United States Technology

CG

Cahill Gordon & Reindel LLP

NFA Repeals NFA Interpretive Notice 9073 And Amends NFA Compliance Rule 2-51

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

Revisiting Public Disclosure Frequency: SEC Considers Semi-Annual Reporting Regime

United States Commercial

CW

Cadwalader, Wickersham & Taft LLP

Texas Stock Exchange (TXSE): A New Opportunity For Canadian Issuers

United States Commercial

CO

Cozen O'Connor

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Latest Videos

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Elizabeth Shortino Featured In Atlantic Council Panels (Video)

AM

Alvarez & Marsal

Reopening The IPO Window: Insights From The IPO Summit — Silicon Valley Edition (Video)

FL

Foley & Lardner

Do Arbitrators Follow The Law? A New Study Provides Data, But The Debate Continues (Podcast)

BS

Ballard Spahr LLP

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Securities Docket Weekly Update - March 29 (Video)

AP

Anderson P.C.

Upcoming Events

Understanding When And How The Genius Act Preempts State Law

United States Finance

MB

Mayer Brown

Asset Management Fundraising And Liquidity Market Update

United States Finance

MB

Mayer Brown

Mortgage Servicing Rights Fall Forum

United States Finance

HK

Holland & Knight

Speaking Engagement

Making Big Law Work: A Discussion With WilmerHale Partner Jessica Lewis On Mentorship, Motherhood & High-Stakes Advocacy

United States Finance

W

WilmerHale

The Promise And Peril Of Stablecoin

United States Finance

HK

Holland & Knight

2025 Asset Management And Investment Funds Fall Conference—New York

United States Finance

KG

K&L Gates LLP

GICLI 11th Annual Meeting

United States Finance

W

WilmerHale

Capital Markets Know-How Series | Repackagings Are Back - New Product Trends -- Part II & III

United States Finance

MB

Mayer Brown

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