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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

The Berne Financial Services Agreement: Key Points For Swiss Firms

The Berne Financial Services Agreement (BFSA) entered into force on 1 January 2026. The BFSA facilitates cross-border financial services between the UK and Switzerland by recognising the equivalence...

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

UK FCA's Non-financial Misconduct Framework: Strategies For September Implementation

The clock is ticking for financial services firms to prepare for the UK's Financial Conduct Authority's (FCA) new non-financial misconduct (NFM) framework, which comes into force on September 1, 2026.

United Kingdom Finance

D

Dechert

Catherine Gage Explains The Impact Of Martyn's Law In Charity Finance

Catherine Gage, Associate in our Charity department, outlines the introduction of the Terrorism (Protection of Premises) Act 2025, widely known as Martyn's Law, and its significance...

United Kingdom Finance

HL

Hunters

UK Crypto Regulation Moves Forward: Lending, Staking & DeFi - Key Takeaways From FCA CP25/40

The close of 2025 highlighted the continuing momentum for the digital asset industry, with regulatory developments accelerating rather than slowing.

United Kingdom Finance

WS

Winston & Strawn LLP

FCA Consults On The Application Of Key Regulatory Requirements To UK Crypto-Asset Firms

United Kingdom Finance

JD

Jones Day

Private Credit CLOs In Europe: From Pioneering Structures To A Scalable Product

European Union Finance

D

Dechert

The UK FCA's Non-financial Misconduct Framework: Implementation Strategies Ahead Of September 2026

United Kingdom Finance

D

Dechert

What is an execution agent and what scenarios does it cover?

United Kingdom Finance

TRAction

Listing Regime – FCA's New Enforcement Watch Newsletter

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

FCA Launches Review About How AI Will Reshape Retail Financial Services

United Kingdom Finance

LS

Lewis Silkin

Navigating Transition Planning In Asset Management With Pinsent Masons (Podcast)

United Kingdom Finance

G

Guernsey Finance

EU–UK Financial Regulators Collaborate On Oversight Of Critical ICT Third-Party Providers

European Union Finance

MB

Mayer Brown

Corporate Finance Soundbite: Mergerspresso - Episode 25: 2026 M&A Outlook: Scale And Transformation (Podcast)

United Kingdom Finance

AG

Addleshaw Goddard

Overview Of The Year Ahead: Regulatory Policy Drivers In 2026

United Kingdom Finance

AO

A&O Shearman

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Webinars

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Recorded on 5 Feb 2026 | 11:00 AM

Scaling Your Business in 2026: Growth Strategies for Success

L

LegalVision

Recorded on 20 Jan 2026 | 3:00 PM

2026 Canadian In-House Counsel Report: Unparalleled Insights into Canada's In-House Profession from CBA In-House Lawyers

TC

CBA In-House Lawyers

Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Related Country Guides

Alternative Investment Funds

Banking Regulation

Project Finance

Secured Lending

Listing Rules & Flotation

Listing Regime – FCA's New Enforcement Watch Newsletter

The FCA has published the first edition of a new newsletter, Enforcement Watch 1, which covers insights and themes from its enforcement work.

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

FCA Fines Former Finance Directors Of Carillion Plc

The FCA has fined two former finance directors for their involvement in misleading statements being issued by Carillion plc.

United Kingdom Finance

LS

Lewis Silkin

Listing Regime – Two Executive Directors Drop Appeal Against FCA Fines For Breaches Of Listing Rules And MAR

The FCA has published final notices in respect of its enforcement action against two former finance directors of Carillion plc for breaches of the Listing Rules and UK Market Abuse Regulations (MAR).

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Capital Markets And Listing Regime – FCA Consultation On Listing Application Process And Other Minor Changes

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

Listing Private Equity Acquisition Debt On The International Stock Exchange (TISE)

Jersey Commercial

A

Appleby

FCA Primary Market Bulletin No.58

United Kingdom Commercial

BC

Bryan Cave Leighton Paisner

The UK Prospectus Regime Is Changing: An Overview Of The UK Public Offers And Admissions To Trading Regulations (POATR)

United Kingdom Finance

MB

Mayer Brown

Listing Regime – LSE 2026 Dividend Procedure Timetable Published

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

The FCA's New Prospectus Rules: A Bold Reset For UK Capital Markets

United Kingdom Finance

WS

Winston & Strawn LLP

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Leasing

In Practice: Supreme Court Motor Finance Commission Ruling: What Next For Lenders?

In this In Practice article we consider what comes next, after the Supreme Court judgment on secret commission payments in motor vehicle finance transactions.

United Kingdom Finance

TS

Travers Smith LLP

FCA Starts Consultation On UK Motor Finance Consumer Redress Scheme

On 7 October 2025, the FCA published a consultation paper (the "Consultation") on an industry-wide scheme to compensate motor finance customers who were treated unfairly between 2007...

United Kingdom Finance

PR

Proskauer Rose LLP

Key Takeaways From Airline Economics Dublin 2025

The 2025 Airline Economics Conference in Dublin highlighted several key trends and challenges currently shaping the aviation industry, with a particular focus on the leasing sector...

United Kingdom Transport

C

Conyers

The Role Of Chinese/Japanese Lessors In Ship Finance

United Kingdom Transport

HD

Hill Dickinson

The Next Charities SORP And FRS102 Update

United Kingdom Commercial

PB

Price Bailey

European Commission Adopts Delegated Regulation Relating To Sustainability Disclosures For STS Securitisations

European Union Finance

MB

Mayer Brown

EU Taxonomy Regulation And Aviation: A Transition To Sustainability

European Union Transport

NR

Norton Rose Fulbright

Aviation Finance & Leasing Guide 2023

Guernsey Transport

W

Walkers

FRS102 – 2nd Triennial Review

United Kingdom Finance

HH

Hillier Hopkins

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Capital Adequacy/BASEL

Guernsey Updates The Private Investment Fund (PIF) Regime

Guernsey's streamlined private investment fund (PIF) regime provides a highly flexible and cost-efficient fund solution catering for all asset classes across a wide range of managers...

Guernsey Finance

W

Walkers

Bank Of England Published Financial Stability Report And Assessment Of Bank Capital Requirements

On 2 December 2025, the Bank of England's Financial Policy Committee (the FPC) published its December Financial Stability Report, as well as a report entitled ‘Financial Stability in Focus...

United Kingdom Finance

AG

Addleshaw Goddard

FCA Paper Published On Market Risk Capital Requirements For Investment Firms

On 16 December 2025, the Financial Conduct Authority (FCA) published an engagement paper on ‘Market risk capital requirements for FCA investment firms'.

United Kingdom Finance

AG

Addleshaw Goddard

In The Know: UK-EU Banking And Investment Regulation

United Kingdom Finance

AG

Addleshaw Goddard

The UK's Banking Regulator Sets Out Its Supervisory Expectations

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

Splintering Of The International Capital Framework?

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

PRA Near-final Policy Statement On CRR Restatement For 2027 Implementation

United Kingdom Finance

AG

Addleshaw Goddard

In The Know: UK-EU Banking And Investment Regulation - November 2025

United Kingdom Finance

AG

Addleshaw Goddard

Remuneration Code - For Banks, Building Societies And Investment Firms

United Kingdom Finance

LS

Lewis Silkin

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Charges, Mortgages, Indemnities

When Do Validations Kick In For Certain EMIR Refit Fields?

Reconciliation Phase II (Phase II) is to go live in April 2026 for EU EMIR and September 2026 for UK EMIR.

United Kingdom Finance

TRAction

Non-Bank Lending In The Spotlight: Does The UK's Approach To Calculating Bank Regulatory Capital Require Revisiting?

In this GT Alert, we provide an overview of how the amount of regulatory capital that a UK bank is required to hold is quantified and whether there is a case for reconsidering the current approach.

United Kingdom Finance

GT

Greenberg Traurig, LLP

Non-Bank Lending In The Spotlight – Does The System Of Calculating Regulatory Capital Require Revisiting?

In October's GT Alert on non-bank lending, we focussed on whether there was a justification in banks being subject to regulatory capital requirements when non-bank financial institutions (NBFIs) were not.

United Kingdom Finance

GT

Greenberg Traurig, LLP

UK PRA PS 19/25—Securitisation Prudential Reforms

United Kingdom Finance

AO

A&O Shearman

Financial Regulation - In The Know: October 2025

United Kingdom Finance

AG

Addleshaw Goddard

Understanding Regulatory Risks In Home Purchase Plans vs. Traditional Regulated Mortgage Contracts

United Kingdom Finance

AG

Addleshaw Goddard

In Practice: Supreme Court Motor Finance Commission Ruling: What Next For Lenders?

United Kingdom Finance

TS

Travers Smith LLP

Episode 19: Leeds, Leeds, Leeds: Marching On Together In Financial Services (Video)

United Kingdom Finance

AG

Addleshaw Goddard

Types Of Debt Securities Listed On TISE In 2025

A

Appleby

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Latest Videos

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What Differences Can Corporates Leverage Between US And UK Capital Markets? (Video)

BC

Bryan Cave Leighton Paisner

Episode 15: Budget Special & 2026 Predictions (Video)

AM

Alvarez & Marsal

Market Moves: The Latest Shifts In The Funds Market (Video)

JF

Jersey Finance Limited

Travers Smith's Alternative Insights: Should You Label Your Next Fund? (Podcast)

TS

Travers Smith LLP

Business Reporter – Best Of British Business: Keeping The Engine Behind Your Market Data Running (Video)

CJ

CJC Ltd

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