This Article is no longer available, this page is showing similar articles.

Finance Law and Banking Law

Subscribe

Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

All's Well That Ends Well: The CFTC Amends Its Wells Notice Process And Other Rules Of Practice For The Better

For years, the Commodity Futures Trading Commission (CFTC or Commission) has exercised broad discretion in investigating and prosecuting potential violations of the law...

United States Finance

KM

Katten Muchin Rosenman LLP

SEC Sheds Light On 2026 Priorities: Risk Areas And Key Insights For Broker-Dealers

On November 17, 2025, the U.S. Securities and Exchange Commission (SEC) Division of Examinations (the Division) released its examination priorities for fiscal year 2026.

United States Finance

GP

Goodwin Procter LLP

CRE Back-leverage: Practical And Legal Considerations

This second instalment of our five-part series examines the practical and legal considerations shaping back-leverage transactions in Europe.

European Union Finance

RG

Ropes & Gray LLP

From Direct Lending To ABS: Private Credit's $3T Toolkit Fuels PE Deals

Private credit has provided essential capital support for PE sponsors, with GPs able to turn to private credit for acquisition finance, refinancings, portfolio company liquidity needs and recapitalization requirements.

United States Finance

D

Dechert

CFTC Changes To The Wells Process And Rules Of Practice

United States Finance

DW

Davis Wright Tremaine

Leverage The $9T In-Plan Annuities Opportunity - Before Your Competitors Do

United States Finance

AM

Alvarez & Marsal

Distressed Debt Legal Insights

United States Finance

RG

Ropes & Gray LLP

New York State Enacts Cash Acceptance Law

United States Finance

HK

Holland & Knight

Newsflash: CFTC Aligns With SEC In Enacting Wells Process Reforms

United States Finance

D

Dechert

Union Says Administration's Failure To Seek Funding For CFPB Would Violate Injunction

United States Finance

BS

Ballard Spahr LLP

What North Carolina Horse Boarding Operations Can Do When Owners Don't Pay Board And Abandon Their Horse

United States Finance

Wa

Ward and Smith, P.A.

CFTC Staff Guidance Dispels Longstanding Legal Uncertainty Around An FCM's Use Of Customer Securities To Secure Foreign Futures Exposures

United States Finance

KM

Katten Muchin Rosenman LLP

Risk Transfer Market Receives CPO Registration Relief From CFTC

United States Finance

MB

Mayer Brown

FinReg Monthly Update

United States Finance

PR

Proskauer Rose LLP

See more

Webinars

See More

Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

mm

Mondaq

Related Country Guides

Banking Regulation

Project Finance

Financial Services

All's Well That Ends Well: The CFTC Amends Its Wells Notice Process And Other Rules Of Practice For The Better

For years, the Commodity Futures Trading Commission (CFTC or Commission) has exercised broad discretion in investigating and prosecuting potential violations of the law...

United States Finance

KM

Katten Muchin Rosenman LLP

CFPB Examiners To Read 'Humility Pledge' When They Begin Exams

The Trump Administration is ordering all CFPB examiners to read a "Humility Pledge" to officials at supervised entities before conducting exams.

United States Consumer

BS

Ballard Spahr LLP

SEC Sheds Light On 2026 Priorities: Risk Areas And Key Insights For Broker-Dealers

On November 17, 2025, the U.S. Securities and Exchange Commission (SEC) Division of Examinations (the Division) released its examination priorities for fiscal year 2026.

United States Finance

GP

Goodwin Procter LLP

CRE Back-leverage: Practical And Legal Considerations

European Union Finance

RG

Ropes & Gray LLP

Crystallex Sale Approved And Lone Star Funds V. Republic Of Korea – ICSID Annulment Highlights Due Process In Investor-State Arbitration

United States Litigation

SJ

Steptoe LLP

From Direct Lending To ABS: Private Credit's $3T Toolkit Fuels PE Deals

United States Finance

D

Dechert

CFTC Changes To The Wells Process And Rules Of Practice

United States Finance

DW

Davis Wright Tremaine

Leverage The $9T In-Plan Annuities Opportunity - Before Your Competitors Do

United States Finance

AM

Alvarez & Marsal

Distressed Debt Legal Insights

United States Finance

RG

Ropes & Gray LLP

See more

Asset Finance

U.S. Tax Planning For Israeli Investment In U.S. Real Estate: A Tale Of Scylla And Charybdis

U.S. real estate remains a favored asset class for foreign investment by Israeli residents. With the Israeli shekel currently being relatively strong against the U.S. dollar, investments in the U.S.

United States Real Estate

RP

Ruchelman PLLC

Insights On The NAV Lending Market – Full Year 2023

In the middle of 2023, we conducted an informal, small-scale survey to gather insights from prominent non-bank lenders on their activity in the net asset value (NAV) lending market for the first half of 2023.

United States Finance

PR

Proskauer Rose LLP

Blockchain+ Bi-Weekly

The past two weeks were filled with legislative activity as members of Congress worked to get digital asset legislation through committees prior to Congress going on its August break.

United States Technology

PL

Polsinelli LLP

SEC Adopts Money Market Fund Reforms And Changes To Reporting Requirements For Large Liquidity Fund Advisers

United States Finance

RG

Ropes & Gray LLP

MassMutual Direct Private Investments And MassMutual Asset Finance To Transition To Barings

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Mintz Venture Watch — Volume 2: A Report On Deal Trends From Q3 And Q4 2021

United States Commercial

M

Mintz

NBAA Article Assists Members With Tax Regulations On Meals And Entertainment

United States Transport

HK

Holland & Knight

Sale Or Assignment Of US Government Receivables – FACA Considerations

United States Finance

MB

Mayer Brown

Robare V. SEC: The D.C. Circuit "May" Have Punted On Key Disclosure Question, But Takes Clear Stand On "Willful" Conduct

United States Finance

RG

Ropes & Gray LLP

See more

Listing Rules & Flotation

Nasdaq Proposes Stricter Initial And Continued Listing Standards

The Nasdaq Stock Market LLC ("Nasdaq") recently proposed modifications to its initial and continued listing standards ("Proposed Listing Standards").

United States Finance

D

Dechert

SEC Approves TXSE As National Securities Exchange

On September 30, 2025, Texas Group Inc. ("TXSE Group") announced that it has received formal approval of its Form 1 Registration Statement from the U.S. Securities and Exchange Commission...

United States Finance

JD

Jones Day

Ambush At The AGM – Notice Requirements For Listed Companies In The Digital Age

With a significant proportion of companies listed on the Hong Kong Stock Exchange incorporated in the Cayman Islands and approximately 223 Cayman-incorporated...

United States Commercial

BP

Baker & Partners

Considering A U.S. Listing? What Asian Issuers Should Know

Worldwide Commercial

LL

Loeb & Loeb LLP

London Stock Exchange Discussion Paper – Shaping The Future Of AIM

United States Commercial

BC

Bryan Cave Leighton Paisner

Nasdaq And NYSE Target Excessive Reverse Stock Splits Used To Regain Compliance With Minimum Security Price Requirements

United States Commercial

FH

Foley Hoag LLP

2024-2025 Developments Regarding NYSE And Nasdaq Listing Rules

United States Commercial

CG

Cahill Gordon & Reindel LLP

Nasdaq Listing Fee Changes

United States Finance

GP

Goodwin Procter LLP

EU Listing Act Podcasts

United States Finance

AO

A&O Shearman

See more

Securitization & Structured Finance

Risk Transfer Market Receives CPO Registration Relief From CFTC

On November 21, 2025, the Structured Finance Association, on behalf of the risk transfer market, received no-action relief on the issue of registration as a commodity pool operator ("CPO") from the staff of the Division of Market Participants of the Commodity Futures Trading Commission ("CFTC").

United States Finance

MB

Mayer Brown

Key Takeaways - 2025 Cadwalader Finance Forum

Over 800 financial industry leaders and professionals from around the country participated in Cadwalader's ninth annual Finance Forum in Charlotte on October 29!

United States Real Estate

CW

Cadwalader, Wickersham & Taft LLP

Are You Ready To Navigate The US Landscape For Active Strategies? (Podcast)

Mayer Brown partner Anna Pinedo joins Stefan Wagner (Head of Development, Vestr) on the Vestr Securitization Podcast to discuss the intersection between European structured products and U.S. investment regulations.

United States Finance

MB

Mayer Brown

Asset-Level Eligibility Series: Confidentiality Restrictions

United States Finance

MB

Mayer Brown

McDermott Partner Boris Ziser In Bloomberg On The California Bill Banning Contingent Fee Sharing With "Alternative Business Structures"

United States Finance

SR

McDermott Will & Schulte

Double Trouble In Tricolor: Risks In Collateral Misrepresentation

United States Finance

DL

Davis+Gilbert LLP

Mortgage Originators And Secondary Market Participants Take Note: The Final Rule On Automated Valuation Models Is Now Effective And Could Apply To You

United States Finance

MB

Mayer Brown

Tricolor's Impact On Subprime Auto: Trust, But Verify

United States Finance

DL

Davis+Gilbert LLP

SEC Solicits Input On RMBS Disclosure And Registration Requirements

United States Finance

D

Dechert

See more

Latest Videos

See more

Designated Gifts — Honoring Intent, Avoiding Liability (Video)

MB

Michael Best

Elizabeth Shortino Featured In Atlantic Council Panels (Video)

AM

Alvarez & Marsal

Reopening The IPO Window: Insights From The IPO Summit — Silicon Valley Edition (Video)

FL

Foley & Lardner

Do Arbitrators Follow The Law? A New Study Provides Data, But The Debate Continues (Podcast)

BS

Ballard Spahr LLP

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Mondaq uses cookies on this website. By using our website you agree to our use of cookies as set out in our Privacy Policy.

Learn More