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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

SEC Chairman Calls For A Fairer Wells Process: Reinforcing Due Process And Transparency In Enforcement

Securities and Exchange Commission (SEC) Chairman Atkins recently spoke at Fordham Law School for the "25th Annual A.A. Sommer, Jr. Lecture on Corporate, Securities, and Financial Law"...

United States Finance

KM

Katten Muchin Rosenman LLP

Distressed Debt Legal Insights

Welcome to Distressed Debt Legal Insights, Ropes & Gray's new source of timely insights for professionals navigating the complex world of liability management and special situations finance.

United States Finance

RG

Ropes & Gray LLP

Debanking Developments: U.S. Senator Introduces Debanking Bill

Many of our previous Winston & Strawn debanking news alerts have focused on Executive Branch efforts to address what it considers politicized or unlawful debanking...

United States Finance

WS

Winston & Strawn LLP

Unlocking Liquidity: Reframing The Working Capital Agenda

As Q4 2025 unfolds, companies are deploying more opportunistic liquidity strategies. With inflation easing and interest rates stabilizing, the focus is shifting to working capital as a key lever to unlock cash...

United States Finance

AC

Ankura Consulting Group LLC

Tenth Circuit Decision Paves Way For States To Enforce Interest Rate Limits

United States Finance

SJ

Steptoe LLP

CFPB Rescinds Amendments To The Rules Of Practice For Adjudication Proceedings

United States Finance

BS

Ballard Spahr LLP

CFPB Restores CSI Treatment Of "Pose Risk" Decisions

United States Finance

BS

Ballard Spahr LLP

CFPB Withdraws Proposed Registry Of Nonbank Contract Terms

United States Finance

BS

Ballard Spahr LLP

FinCEN And Banking Regulators Issue New FAQs On Suspicious Activity Reports

United States Finance

CM

Crowell & Moring LLP

End Of The Penny: A Nickel For Your Thoughts? (Podcast)

United States Finance

MB

Mayer Brown

Fair Lending Developments Under Trump 2.0 – Part 1 (Podcast)

United States Finance

BS

Ballard Spahr LLP

DFPI Orders Mortgage Lender To Pay $100,000 For Alleged Per Diem Interest And Recordkeeping Violations

United States Finance

SM

Sheppard Mullin Richter & Hampton

Senate Agriculture Committee Releases Bipartisan Crypto Market Structure Discussion Draft

United States Finance

DW

Davis Wright Tremaine

Justice Department Warns That CFPB Is Running Out Of Funds To Operate

United States Finance

BS

Ballard Spahr LLP

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Webinars

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Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

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Mondaq

Related Country Guides

Banking Regulation

Project Finance

Acquisition Finance/LBOs/MBOs

U.S. Private Equity Market Recap - September 2025

While deal count is down 5% on a YTD basis compared to 2024, dealmakers believe the market is improving and transaction activity has the potential to accelerate over the coming months.

United States Commercial

RG

Ropes & Gray LLP

The Little Buy-Sell That Could

With apologies to the pseudonymous children's book author Watty Piper, this is the story of a humble buy-sell provision in a family-owned LLC's operating agreement...

United States Anti-trust

FF

Farrell Fritz, P.C.

Seven Success Factors For Winning Section 363 Acquisitions

In the high-stakes world of bankruptcy asset acquisitions, Bankruptcy Code Section 363 provides a powerful mechanism for purchasing assets "free and clear" of most claims, liens, and encumbrances.

United States Insolvency

GP

Goodwin Procter LLP

PE Continues To Evolve And Enhance The Add-On Acquisition Process To Maximize Returns

United States Commercial

R

Riveron

Treasury And IRS Issue Final And Proposed Regulations Regarding Stock Repurchase Excise Tax Under Code Section 4501

United States Finance

AP

Arnold & Porter

Insights Into The Latest Treasury And IRS Proposed Regulations On Excise Tax For Corporate Stock Repurchases

United States Tax

KM

Katten Muchin Rosenman LLP

LPs Seek Ways To Share Profits In Continuation Fund 'Quick Flips'

United States Finance

M

Mintz

Question Of The Week: What Types Of Creative Financing Are You Seeing In Deals Lately? Why Are We Seeing An Increase Of These Structures?

United States Finance

PR

Proskauer Rose LLP

Transaction Planning And Execution

United States Commercial

AC

Ankura Consulting Group LLC

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Securitization & Structured Finance

Are You Ready To Navigate The US Landscape For Active Strategies? (Podcast)

Mayer Brown partner Anna Pinedo joins Stefan Wagner (Head of Development, Vestr) on the Vestr Securitization Podcast to discuss the intersection between European structured products and U.S. investment regulations.

United States Finance

MB

Mayer Brown

Asset-Level Eligibility Series: Confidentiality Restrictions

This Legal Update explores why, in order for an underlying loan to be included in a warehouse facility's borrowing base, the underlying loan's documentation...

United States Finance

MB

Mayer Brown

McDermott Partner Boris Ziser In Bloomberg On The California Bill Banning Contingent Fee Sharing With "Alternative Business Structures"

McDermott Partner and co-head of the Structured Finance and Specialty Finance Groups, Boris Ziser, shared his thoughts with Bloomberg on the recently signed bill banning California attorneys and firms...

United States Finance

SR

McDermott Will & Schulte

Double Trouble In Tricolor: Risks In Collateral Misrepresentation

United States Finance

DL

Davis+Gilbert LLP

Mortgage Originators And Secondary Market Participants Take Note: The Final Rule On Automated Valuation Models Is Now Effective And Could Apply To You

United States Finance

MB

Mayer Brown

Tricolor's Impact On Subprime Auto: Trust, But Verify

United States Finance

DL

Davis+Gilbert LLP

SEC Solicits Input On RMBS Disclosure And Registration Requirements

United States Finance

D

Dechert

SEC Seeks Input On Modernizing RMBS Disclosure Requirements And Enhancements To ABS Registration To Revitalize Public Securitization Market

United States Finance

MB

Mayer Brown

No Private Cause Of Action By Non-Party To Securitization Documents: It's Not My Cross To Bear

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

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Fund Management/ REITs

Free Up Your Top Performers: Why Third-Party Audit Support Empowers Your Accounting Team For Growth

Audit readiness strategy: Stop pulling your best internal finance talent to manage the annual audit. Find out how enlisting outside audit help leads to better, more efficient accounting processes.

United States Accounting

R

Riveron

California Market-Based Sourcing Regulations: Effect On Asset Managers

The California Franchise Tax Board has recently finalized new regulations regarding asset management services provided to persons domiciled in California by an asset manager, even if the asset manager has no presence in California.

United States Wealth Mgt

D

Dechert

APAC Monthly Private Wealth Legal Developments – October 2025

The APRA has announced that it will consult on targeted amendments to CPS 230 Operational Risk management by the end of 2025.

Worldwide Commercial

KL

Herbert Smith Freehills Kramer LLP

Global Survey Of ESG Regulations For Asset Managers

Worldwide Finance

KG

K&L Gates LLP

Derivatives For REITs: Managing Risks And Rewards

United States Finance

GP

Goodwin Procter LLP

SGX RegCo Issues Its Response On Its Proposals For A More Disclosure Based Regime

United States Finance

AO

A&O Shearman

SFDR 2.0 Leaked: Freedom Or New Investor Demands For Private Market Sustainability?

United States Finance

PR

Proskauer Rose LLP

Ten Minute Interview: Investment Professionals And Family Offices (Video)

United States Finance

FL

Foley & Lardner

Back Leverage In European CRE: Key Structures

Worldwide Finance

RG

Ropes & Gray LLP

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Charges, Mortgages, Indemnities

Fair Lending Developments Under Trump 2.0 – Part 1 (Podcast)

Today's episode marks the first of a two-part series, with Part Two scheduled for release on November 20th. In this installment, we examine the sweeping changes in fair lending policy and enforcement under the second...

United States Finance

BS

Ballard Spahr LLP

DFPI Orders Mortgage Lender To Pay $100,000 For Alleged Per Diem Interest And Recordkeeping Violations

On October 30, the California DFPI entered a consent order with a residential mortgage lender and servicer following a regulatory examination and a directed self-audit.

United States Finance

SM

Sheppard Mullin Richter & Hampton

Derivatives For REITs: Managing Risks And Rewards

In the modern age, public REITs use derivative instruments to manage risk, raise capital and manage their sources and uses of capital based on future commitments.

United States Finance

GP

Goodwin Procter LLP

Private Credit 2026 Private Credit In Fund Finance: From Customer To Colleague

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Mortgage Banking Update - November 6, 2025

United States Finance

BS

Ballard Spahr LLP

The Power Of A Simple Notice

United States Real Estate

CW

Cadwalader, Wickersham & Taft LLP

Pryor Cashman Represents Cirrus Real Estate Partners In $187M Loan Acquisition

United States Real Estate

PC

Pryor Cashman LLP

Bipartisan AG Coalition Secures Shiny Win In Precious Metals Fraud Case

United States Finance

CO

Cozen O'Connor

Licensing Link October 2025

United States Finance

MB

Mayer Brown

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Latest Videos

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Designated Gifts — Honoring Intent, Avoiding Liability (Video)

MB

Michael Best

Ten Minute Interview: Investment Professionals And Family Offices (Video)

FL

Foley & Lardner

Launching An MGU In Today's Market (Video)

AM

Alvarez & Marsal

New Consumer Financial Services Fintech Business Opportunities Arising From Deregulation At The CFPB During Trump 2.0 – Part 1 (Podcast)

BS

Ballard Spahr LLP

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

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