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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Bank Deregulation Primer 2025

As global regulators set their approaches for banks capital requirements, the implications for the world's largest banks are becoming increasingly significant. In our inaugural Bank Deregulation Primer, we assess the potential impact of these regulatory shifts on the top 19 global banks.

United States Finance

AM

Alvarez & Marsal

New FinCEN FAQs Clarify Certain SAR Filing Requirements

On 9 October 2025, FinCEN issued Frequently Asked Questions Regarding Suspicious Activity Reporting Requirements (FAQs). They address four specific issues that have needed clarification...

United States Finance

KG

K&L Gates LLP

FDIC, OCC Seek To Define 'Unsafe Or Unsound Practice'

The FDIC and the OCC have issued a Notice of Proposed Rulemaking that seeks to establish a standard definition for what constitutes an "unsafe or unsound practice."

United States Finance

BS

Ballard Spahr LLP

Financial Crime Compliance Requirements For Stablecoins (Podcast)

The podcast dives into the fast-evolving world of stablecoins, explaining how these dollar-pegged digital assets are transforming payments with speed, transparency...

United States Finance

MB

Mayer Brown

Why Secured Transactions Are Important

United States Finance

SH

Scarinci Hollenbeck LLC

New California Law On Servicing Of Second Mortgages Causes Confusion Among Lenders And Servicers

United States Finance

SM

Sheppard Mullin Richter & Hampton

OCC Issues Guidance And Proposed Rules To Reduce Regulatory Burdens On Depository Institutions

United States Finance

GP

Goodwin Procter LLP

Mortgage Originators And Secondary Market Participants Take Note: The Final Rule On Automated Valuation Models Is Now Effective And Could Apply To You

United States Finance

MB

Mayer Brown

OCC Bulletins And Proposed Rules Provide Relief For Community Banks And Preview Potentially Broader Changes

United States Finance

MV

Moore & Van Allen

SEC Watch: Monthly Takeaways For Asset Managers - October 2025

United States Finance

ST

Simpson Thacher & Bartlett

OCC And FDIC Propose Rules To Eliminate Reputation Risk And Debanking

United States Finance

SM

Sheppard Mullin Richter & Hampton

Don't Cash A "Paid In Full" Check Without Understanding The Legal Implications

United States Finance

SH

Scarinci Hollenbeck LLC

Government Shutdown Affecting Housing Programs, But Not Financial Regulators

United States Finance

BS

Ballard Spahr LLP

Mortgage Servicing Updates: North Carolina Enacts New Licensing Requirements And Adopts Prudential Standards

United States Finance

MB

Mayer Brown

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Webinars

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Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

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Mondaq

Related Country Guides

Banking Regulation

Project Finance

Project Finance/PPP & PFI

Making Projects Bankable: Legal Due Diligence And MIGA Coverage In Practice

In today's project finance landscape, legal structuring and risk allocation are inseparable from the political risk insurance that underpins bankability in emerging markets.

United States Finance

HH

Hughes Hubbard & Reed LLP

DOJ Intensifies Enforcement Against Foreign-Affiliated Companies Over PPP Loan Certifications

The U.S. DOJ has escalated its scrutiny of foreign-affiliated companies that received PPP loans by certifying compliance with employee count requirements...

United States Finance

BT

Barnes & Thornburg LLP

$50 Billion Rural Hospital Fund: Applications Begin In September

Applications for the new $50 billion Rural Health Transformation Fund will begin going out in early September, according to CMS Administrator Dr. Mehmet Oz.

United States Finance

JW

Jones Walker

Project Finance Laws And Regulations Why The World Needs Multi-Sourced Project Financings (And Project Finance Lawyers…) 2025

United States Finance

ML

Milbank LLP

SNDA Agreements In Data Centre Finance: A Hybrid Approach

United States Finance

TL

Torys LLP

COVID-19 Relief Lending Faces Scrutiny

United States Criminal

BB

Bass, Berry & Sims

Typical Transaction Documents In A (Standalone) BESS Project-financing

United States Energy

BC

Bryan Cave Leighton Paisner

Recent Developments In Disaster Recovery Financing And Renewed Efforts For Disaster Recovery Bonds

United States Finance

BS

Butler Snow LLP

California Dental Offices Settle FCA Allegations Regarding Second-Draw PPP Loans For $6.3M

United States Finance

CM

Crowell & Moring LLP

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Commodities/Derivatives/Stock Exchanges

SEC Approves Texas Stock Exchange Registration, Marking A Milestone For National Exchanges In Texas

On Sept. 30, 2025, TXSE Group Inc. announced that the U.S. Securities and Exchange Commission (SEC) formally approved the Texas Stock Exchange (TXSE)'s Form 1...

United States Commercial

GT

Greenberg Traurig, LLP

Crypto And Commodity-Based ETPs Poised To Boom Following SEC's Approval Of Generic Listing Standards

On September 17, 2025, the Securities and Exchange Commission (SEC) issued an order (the order) approving new generic listing standards for certain commodity-based exchange-traded products (ETPs)...

United States Technology

GP

Goodwin Procter LLP

Texas Stock Exchange Obtains SEC Approval

On September 30, 2025, the U.S. Securities and Exchange Commission (SEC) formally approved the Texas Stock Exchange ("TXSE") to operate as a national securities exchange

United States Commercial

FL

Foley & Lardner

CFTC Acting Chairman Pham Outlines A Technology‑Neutral Approach To Digital Assets And Agency Modernization

United States Finance

KM

Katten Muchin Rosenman LLP

Breaking Barriers: SEC-CFTC Host Historic Harmonization Roundtable

United States Finance

KM

Katten Muchin Rosenman LLP

Generic Listing Standards For Crypto And Commodity ETPs: What It Means And What's Next

United States Technology

D

Dechert

Blockchain And Digital Assets: September 2025 Trends

Worldwide Technology

C

Caldwell

CFTC Launches Tokenized Collateral And Stablecoins Initiative

United States Finance

SJ

Steptoe LLP

Investment Management & Funds Regulatory Update - September 2025

United States Finance

DP

Davis Polk & Wardwell

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Fund Finance

ETF Share Class: ICI Highlights Key Operational Considerations

The Investment Company Institute recently published a white paper detailing operational, governance, and disclosure considerations for industry stakeholders in implementing a structure...

United States Commercial

D

Dechert

Sales Compensation: Empowering Sales Organizations In Uncertain Times

With such a direct impact on revenue, it's easy to understand why attracting and retaining key sales talent is critical for any business with aspirational growth goals.

United States Finance

AM

Alvarez & Marsal

On Sept. 30, the Securities and Exchange Commission (SEC) issued a no-action letter granting relief to registered investment advisers (RIAs) and registered funds...

Worldwide Technology

LS

Lowenstein Sandler

Current Market And Trends: European Fund Financing – A Reenergised But Choppy Market

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Asset-Level Eligibility Series: Loans Used For "Personal, Family Or Household Purposes"

United States Finance

MB

Mayer Brown

Don't Get Caught Off Guard: Essential Shutdown Preparation For Federal Projects

United States Government

HH

Holland & Hart

CRD VI: Updated Implications For US Fund Finance Lenders

United States Finance

MB

Mayer Brown

Banking Law Journal: Participations In The Fund Finance Market

United States Finance

MB

Mayer Brown

Undercapitalization In The Booming Secondaries Market: Why Buy-Side Capital Continues To Lag Behind Deal Opportunities Despite Record Fundraises

United States Finance

RG

Ropes & Gray LLP

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Listing Rules & Flotation

SEC Approves TXSE As National Securities Exchange

On September 30, 2025, Texas Group Inc. ("TXSE Group") announced that it has received formal approval of its Form 1 Registration Statement from the U.S. Securities and Exchange Commission...

United States Finance

JD

Jones Day

Ambush At The AGM – Notice Requirements For Listed Companies In The Digital Age

With a significant proportion of companies listed on the Hong Kong Stock Exchange incorporated in the Cayman Islands and approximately 223 Cayman-incorporated...

United States Commercial

BP

Baker & Partners

Considering A U.S. Listing? What Asian Issuers Should Know

During the first four months of 2025, at least eight companies listed on the Singapore Exchange (SGX) announced potential delisting and at least 11 SGX-listed companies...

Worldwide Commercial

LL

Loeb & Loeb LLP

London Stock Exchange Discussion Paper – Shaping The Future Of AIM

United States Commercial

BC

Bryan Cave Leighton Paisner

Nasdaq And NYSE Target Excessive Reverse Stock Splits Used To Regain Compliance With Minimum Security Price Requirements

United States Commercial

FH

Foley Hoag LLP

2024-2025 Developments Regarding NYSE And Nasdaq Listing Rules

United States Commercial

CG

Cahill Gordon & Reindel LLP

Nasdaq Listing Fee Changes

United States Finance

GP

Goodwin Procter LLP

EU Listing Act Podcasts

United States Finance

AO

A&O Shearman

Approval Of The Listing Act: Welcome Changes For Issuers Of Debt Securities

United States Finance

JD

Jones Day

See more

Latest Videos

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Launching An MGU In Today's Market (Video)

AM

Alvarez & Marsal

Do Arbitrators Follow The Law? A New Study Provides Data, But The Debate Continues (Podcast)

BS

Ballard Spahr LLP

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Securities Docket Weekly Update - March 7 (Video)

AP

Anderson P.C.

6 Quick Tips For An Effective Financial Check-up (Video)

KR

Kaufman Rossin

Upcoming Events

Speaking Engagement

From First-Gen College Student To Silicon Valley Litigation Partner: A Conversation With Jessica Lewis

United States Finance

W

WilmerHale

Demystifying Eurobonds

United States Finance

MB

Mayer Brown

Financial Services Litigation And Enforcement Outlook

United States Finance

HK

Holland & Knight

2025 Asset Management And Investment Funds Fall Conference—Boston

United States Finance

KG

K&L Gates LLP

ISDA Annual Legal Forum - Who Decides Now? The Future Of The Credit Derivatives Determinations Committees

United States Finance

KL

Herbert Smith Freehills Kramer LLP

2025 Asset Management And Investment Funds Fall Conference—Washington, DC

United States Finance

KG

K&L Gates LLP

2025 Debt Market Update

United States Finance

HK

Holland & Knight

2025 Asset Management And Investment Funds Fall Conference—New York

United States Finance

KG

K&L Gates LLP

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