Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.
Article
Consultation Publique Sur Le Projet De Règlement Visant La Fraude Ciblant Les Consommateurs Dans Le Système Bancaire
Le ministère des Finances du Canada a publié un projet de règlement qui modifierait le Règlement sur le régime de protection des consommateurs en matière financière en vertu de la Loi sur les banques pour lutter contre la fraude ciblant les consommateurs. Ce projet établit des exigences opérationnelles détaillées concernant les fonctionnalités de compte, les mécanismes de consentement, les limites de transaction et les obligations de divulgati
Canada Finance
BC
Blake, Cassels & Graydon LLP
Article
One Step Closer To Harmonization: CIRO's Proposed Incorporated Approved Person Compensation Model
The Canadian Investment Regulatory Organization (CIRO) has published rule amendments to harmonize advisor compensation (the Amendments). Following CIRO’s 2024 position paper that consulted on three potential regulatory approaches to allow payment of advisor compensation to advisor-owned corporations for all CIRO-regulated dealer members (Dealers), the Amendments propose to adopt the Incorporated Approved Person compensation option.
Canada Finance
BL
Borden Ladner Gervais LLP
Article
Drop It Like It’s Debt: A Canadian Guide To Liability Management Exercises – Part I
Liability management exercises (LMEs) enable borrowers to restructure debt outside formal insolvency proceedings by exploiting flexible loan documentation. As Canadian companies increasingly access U.S. debt markets with permissive covenant packages, understanding drop-down, uptiering, and double-dip structures becomes essential for lenders seeking to protect their interests.
Canada Finance
ML
McMillan LLP
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Article
Continuation Vehicles In Private Equity: Structuring, Governance And Execution
Private equity sponsors are increasingly using continuation vehicles to extend ownership of high-conviction assets while providing liquidity options to existing investors. This comprehensive analysis examines the strategic considerations, structural mechanics, and critical risk factors that sponsors, limited partners, and new investors must navigate when evaluating continuation vehicles as an alternative to traditional exit strategies.
Canada Finance
OH
Osler, Hoskin & Harcourt LLP
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Article
First-Ever Listing Of Contingent Value Rights On The TSX
Agnico Eagle's listing of contingent value rights on the Toronto Stock Exchange marks a groundbreaking development in Canadian capital markets, establishing the first-ever CVR listing on a Canadian exchange. This precedent-setting transaction demonstrates how mining companies can bridge valuation gaps in M&A deals through innovative securities structures that provide both liquidity and tax efficiency for investors. The listing through the TSX Sandbox program offers a blueprint for future resource sector tra
Canada Finance
DW
Davies Ward Phillips & Vineberg
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