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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

CRE Back-leverage: Practical And Legal Considerations

This second instalment of our five-part series examines the practical and legal considerations shaping back-leverage transactions in Europe.

European Union Finance

RG

Ropes & Gray LLP

From Direct Lending To ABS: Private Credit's $3T Toolkit Fuels PE Deals

Private credit has provided essential capital support for PE sponsors, with GPs able to turn to private credit for acquisition finance, refinancings, portfolio company liquidity needs and recapitalization requirements.

United States Finance

D

Dechert

CFTC Changes To The Wells Process And Rules Of Practice

On December 1, 2025, the U.S. Commodity Futures Trading Commission ("CFTC" or "Commission") announced amendments to its Rules of Practice and its Rules Relating to Investigations...

United States Finance

DW

Davis Wright Tremaine

Leverage The $9T In-Plan Annuities Opportunity - Before Your Competitors Do

The in-plan annuities market represents one of the most significant untapped opportunities in retirement planning, with 92% of participants wanting employer offerings despite only 3% current market awareness.

United States Finance

AM

Alvarez & Marsal

Distressed Debt Legal Insights

United States Finance

RG

Ropes & Gray LLP

New York State Enacts Cash Acceptance Law

United States Finance

HK

Holland & Knight

Newsflash: CFTC Aligns With SEC In Enacting Wells Process Reforms

United States Finance

D

Dechert

Union Says Administration's Failure To Seek Funding For CFPB Would Violate Injunction

United States Finance

BS

Ballard Spahr LLP

What North Carolina Horse Boarding Operations Can Do When Owners Don't Pay Board And Abandon Their Horse

United States Finance

Wa

Ward and Smith, P.A.

CFTC Staff Guidance Dispels Longstanding Legal Uncertainty Around An FCM's Use Of Customer Securities To Secure Foreign Futures Exposures

United States Finance

KM

Katten Muchin Rosenman LLP

Risk Transfer Market Receives CPO Registration Relief From CFTC

United States Finance

MB

Mayer Brown

FinReg Monthly Update

United States Finance

PR

Proskauer Rose LLP

Fund Finance To The Fore

United States Finance

D

Dechert

Unlocking Liquidity: The Growing Appeal Of Private Credit Secondaries

United States Finance

D

Dechert

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Webinars

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Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

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Mondaq

Related Country Guides

Banking Regulation

Project Finance

Project Finance/PPP & PFI

The Evolution Of Whistleblower Lawsuits In PPP Loan Fraud

In the heat of the Covid-19 pandemic, the U.S. Congress passed the Coronavirus Aid, Relief, and Economic Security Act, more widely known as the CARES Act...

United States Criminal

MS

Miller Shah

Making Projects Bankable: Legal Due Diligence And MIGA Coverage In Practice

In today's project finance landscape, legal structuring and risk allocation are inseparable from the political risk insurance that underpins bankability in emerging markets.

United States Finance

HH

Hughes Hubbard & Reed LLP

DOJ Intensifies Enforcement Against Foreign-Affiliated Companies Over PPP Loan Certifications

The U.S. DOJ has escalated its scrutiny of foreign-affiliated companies that received PPP loans by certifying compliance with employee count requirements...

United States Finance

BT

Barnes & Thornburg LLP

$50 Billion Rural Hospital Fund: Applications Begin In September

United States Finance

JW

Jones Walker

Project Finance Laws And Regulations Why The World Needs Multi-Sourced Project Financings (And Project Finance Lawyers…) 2025

United States Finance

ML

Milbank LLP

SNDA Agreements In Data Centre Finance: A Hybrid Approach

United States Finance

TL

Torys LLP

COVID-19 Relief Lending Faces Scrutiny

United States Criminal

BB

Bass, Berry & Sims

Typical Transaction Documents In A (Standalone) BESS Project-financing

United States Energy

BC

Bryan Cave Leighton Paisner

Recent Developments In Disaster Recovery Financing And Renewed Efforts For Disaster Recovery Bonds

United States Finance

BS

Butler Snow LLP

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Capital Adequacy/BASEL

3 Recent Regulatory Developments Relevant To The EU And UK Securitisation Markets

Recent EU and UK regulatory initiatives signal a renewed push to strengthen and scale the EU and UK securitisation markets, with three developments in particular highlighting how policymakers aim to broaden the investor base, refine prudential frameworks and mobilise long-term capital—especially from insurers.

Worldwide Commercial

ST

Simpson Thacher & Bartlett

Will Crypto Capital Find A Home In The U.S.?

Two recent scholarly articles, recent administrative law decisions, and the Report of the President's Working Group on Digital Assets ("PWG Report") may provide important clues for the potential future for the regulation of bank capital in the United States related to digital assets.

United States Technology

DW

Davis Wright Tremaine

OCC Settles With Bank Over Alleged BSA/AML Violations

On October 16, the OCC announced a formal agreement with a national bank in Florida for alleged unsafe or unsound practices related to board oversight, corporate governance, strategic and capital planning, and compliance with the Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) requirements.

United States Finance

SM

Sheppard Mullin Richter & Hampton

IRS Proposes Ending Look-Through Rule For Domestic Corporation REIT Ownership

United States Tax

CO

Cozen O'Connor

U.S. Pet Grooming & Boarding: Ankura Industry Spotlight (October 2025)

United States Commercial

AC

Ankura Consulting Group LLC

Basel Endgame: Divergence, Competition And The Next Strategic Moves

Worldwide Finance

BC

Bryan Cave Leighton Paisner

Federal Reserve Announces Update For One Firm's Individual Capital Requirements

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

FDIC Outlines Major Reforms

United States Finance

BS

Butler Snow LLP

Arnold & Porter Discusses The CLARITY Act

United States Finance

AP

Arnold & Porter

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Commodities/Derivatives/Stock Exchanges

CFTC Changes To The Wells Process And Rules Of Practice

On December 1, 2025, the U.S. Commodity Futures Trading Commission ("CFTC" or "Commission") announced amendments to its Rules of Practice and its Rules Relating to Investigations...

United States Finance

DW

Davis Wright Tremaine

CFTC Staff Guidance Dispels Longstanding Legal Uncertainty Around An FCM's Use Of Customer Securities To Secure Foreign Futures Exposures

In 2016, and again in 2018, Commodity Futures Trading Commission (CFTC) staff issued no-action letters permitting Futures Commission Merchants (FCMs) to deposit securities pledged by their foreign futures customers with a foreign broker affiliate of the FCM under a limited right of use in favor of the foreign broker.

United States Finance

KM

Katten Muchin Rosenman LLP

Risk Transfer Market Receives CPO Registration Relief From CFTC

On November 21, 2025, the Structured Finance Association, on behalf of the risk transfer market, received no-action relief on the issue of registration as a commodity pool operator ("CPO") from the staff of the Division of Market Participants of the Commodity Futures Trading Commission ("CFTC").

United States Finance

MB

Mayer Brown

Stablecoins And The GENIUS Act: How New Global Rules Are Reshaping Compliance

Worldwide Technology

SH

Scarinci Hollenbeck LLC

Improving UK Transaction Reporting: FCA Consults On Streamlined Framework

United States Finance

KM

Katten Muchin Rosenman LLP

Guidance For Sovereigns, Private Bond Creditors And Multilaterals: IMF Maps Weaknesses In Today's Restructuring Architecture

United States Insolvency

BB

Baker Botts LLP

So You Want To Apply To Become A CFTC-Registered Designated Contract Market (DCM)? Here's What You Should Know

United States Finance

KM

Katten Muchin Rosenman LLP

Financial Markets And Funds Quick Take | Issue 44

United States Finance

KM

Katten Muchin Rosenman LLP

The Senate Speaks On Crypto Market Structure: The Agriculture Committee's Bipartisan Discussion Draft

United States Technology

CG

Cahill Gordon & Reindel LLP

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Charges, Mortgages, Indemnities

Crystallex Sale Approved And Lone Star Funds V. Republic Of Korea – ICSID Annulment Highlights Due Process In Investor-State Arbitration

First Tuesday Update is our monthly take on current issues in commercial disputes, international arbitration, and judgment enforcement.

United States Litigation

SJ

Steptoe LLP

New York Court Of Appeals Finds Foreclosure Abuse Prevention Act Constitutional Under Due Process

On Nov. 25, 2025, the New York Court of Appeals issued a decision in Article 13, LLC v. LaSalle Natl. Bank Assoc., No. 96, 2025 WL 3272351 (N.Y. Ct. App. Nov. 25, 2025)...

United States Litigation

GT

Greenberg Traurig, LLP

OFAC Announces $4.7 Million Penalty On Real Estate Investor For Dealing In Blocked Property Linked To Russian Oligarch

On November 24, 2025, the US Office of Foreign Assets Control ("OFAC") announced a $4,677,552 penalty against an individual (acting through a US real estate investment company) for willfully purchasing...

United States Real Estate

MB

Mayer Brown

CFPB Proposes Narrowing ECOA Regulations

United States Finance

MB

Mayer Brown

FHFA Announces 2026 Conforming Mortgage Loan Limits

United States Finance

BS

Ballard Spahr LLP

Anticipating Shutdown, CFPB Is Transferring Cases To DoJ

United States Finance

BS

Ballard Spahr LLP

Ninth Circuit Decision Underscores Preemption Limits, Spotlights State-Level Banking Risk

United States Finance

PL

Polsinelli LLP

Fair Lending Developments Under Trump 2.0 – Part 1 (Podcast)

United States Finance

BS

Ballard Spahr LLP

DFPI Orders Mortgage Lender To Pay $100,000 For Alleged Per Diem Interest And Recordkeeping Violations

United States Finance

SM

Sheppard Mullin Richter & Hampton

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Latest Videos

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Designated Gifts — Honoring Intent, Avoiding Liability (Video)

MB

Michael Best

Reopening The IPO Window: Insights From The IPO Summit — Silicon Valley Edition (Video)

FL

Foley & Lardner

New Consumer Financial Services Fintech Business Opportunities Arising From Deregulation At The CFPB During Trump 2.0 – Part 1 (Podcast)

BS

Ballard Spahr LLP

Navigating The Retail Alternatives Landscape (Video)

AM

Alvarez & Marsal

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

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