Understanding The Canadian Investment Regulatory Organization (CIRO): A Quick Primer

BL
Borden Ladner Gervais LLP
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BLG is a leading, national, full-service Canadian law firm focusing on business law, commercial litigation, and intellectual property solutions for our clients. BLG is one of the country’s largest law firms with more than 750 lawyers, intellectual property agents and other professionals in five cities across Canada.
BLG and AUM Law have created this interactive tool to make it easier to find, understand and act on several important topics.
Canada Finance and Banking
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The Canadian Investment Regulatory Organization (CIRO), resulting from the amalgamation of the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA), began operating on January 1, 2023. The introduction of the new self-regulatory organization (formerly known as the New Self-Regulatory Organization of Canada or New SRO) has led to significant changes in the oversight of investment dealers and mutual fund dealers across the country, as well as new opportunities. BLG and AUM Law have created this interactive tool to make it easier to find, understand and act on several important topics. We will update this website as new information becomes available.

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Please click here to view the interactive slide

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The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

Understanding The Canadian Investment Regulatory Organization (CIRO): A Quick Primer

Canada Finance and Banking
Contributor
BLG is a leading, national, full-service Canadian law firm focusing on business law, commercial litigation, and intellectual property solutions for our clients. BLG is one of the country’s largest law firms with more than 750 lawyers, intellectual property agents and other professionals in five cities across Canada.
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