Jennifer L. Klass

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Technology Corporate/Commercial Law Government, Public Sector Media, Telecoms, IT, Entertainment

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United States

www.klgates.com

+1 212 5363998

AUTHORS CONTENT

SEC's Approach To Artificial Intelligence Begins To Take Shape

United States Technology

SEC Marketing Rule FAQs Yield New Guidance

United States Commercial

SEC's Division Of Examinations Halloween Treat–2025 Priorities

United States Technology

More Marketing Missteps

United States Media & IT

FinCEN Narrows The Final AML Requirements For Investment Advisers

United States Government

AML Update: SEC And FinCEN Propose Anti-Money Laundering And Customer Identification Programs For Investment Advisers

United States Wealth Mgt

Go Ahead And Take A CIP: SEC And Treasury Department Propose New Regulations For Investment Advisors

United States Commercial

The SEC Limits The Internet Adviser Exemption

United States Commercial

The SEC Narrows The Internet Adviser Exemption

United States Media & IT

FinCEN Proposes AML Requirements On Registered Investment Advisers (Including Exempt Reporting Advisers)

United States Government

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