Article 29 Feb 2024 SEC Targets Certain Proprietary Trading Firms And Private Funds With Expanded "Dealer" Definition United States Commercial
Article 03 Nov 2023 SEC Division Of Examinations Releases 2024 Examination Priorities – What Private Fund Managers Should Know United States Commercial
Article 27 Jun 2023 SEC Marketing Rule Update: Additional Focus Areas In Examinations United States Commercial
Article 23 Jun 2023 SEC Form PF Reporting Changes Effective Dec. 11, 2023, And June 11, 2024 United States Commercial
Article 22 Jun 2023 California Privacy Rights Act Reminder: Enforcement Begins July 1, 2023 United States Privacy
Article 20 Jan 2023 The SEC's Staff Issues A New Marketing Rule FAQ On Net Performance Requirements United States Commercial
Article 03 Jan 2023 The New California Privacy Rights Act: Key Takeaways For Private Fund Managers United States Privacy
Article 23 Nov 2022 SEC Proposes Service Provider Oversight Regime For Investment Advisers United States Commercial
Article 14 Nov 2022 SEC Adopts New Reporting Requirements For Form 13F Filers To Disclose "Say-On-Pay" Votes And Enhances Voting Disclosures Required By Registered Funds United States Commercial