Worldwide: Fund Management/ REITs

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

FCA Consultation Paper On Motor Finance Redress Published

The United Kingdom Financial Conduct Authority (FCA) has published Consultation Paper 25/27 (the CP) proposing a redress scheme for motor finance misselling claims.

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

SEC Watch: Monthly Takeaways For Asset Managers - October 2025

September 30 has long been circled on the calendar for SEC enforcement staff and practitioners as the end of the SEC's fiscal year, with the customary push to file as many actions as possible in the run-up to the deadline.

United States Finance

ST

Simpson Thacher & Bartlett

Land Banking As A Tool For Pre-Development Financing

Residential developers face a familiar challenge: keeping the pipeline of new projects full while conserving capital for construction and operations.

United States Finance

AY

A.Y. Strauss

McDermott Partners Peter Greene, David Nissenbaum, And Joseph Smith Featured In Preqin Service Providers In Private Markets 2025 Annual Report

McDermott Will & Schulte partners Peter Greene, David Nissenbaum, and Joseph A. Smith recently authored "How closed- and open-end fund managers are evolving to meet LP demands," for the Preqin Service Providers in Private Markets 2025 annual report

United States Finance

SR

Schulte Roth & Zabel LLP

Space Business Review September 2025

United States Strategy

ML

Milbank LLP

Delaware Court Upholds Fund Manager's Withdrawal Of Investor, Cites Nominal Damages For Candor

United States Finance

HK

Holland & Knight

Return To Office: Are Office REITs Set For A Rebound?

United States Finance

AM

Alvarez & Marsal

The Growth Of Hedge Fund Managed Accounts

United States Finance

D

Dechert

Horizon Scan For Private Investment Funds: Key Recent Funds, Legal And Regulatory Developments To Look Out For In The Coming Months (October 2025)

United States Finance

GP

Goodwin Procter LLP

Recap: 2025 North America M&A Dealmaking Trends In Digital Infrastructure And Technology

United States Commercial

BB

Baker Botts LLP

Senior Credit Facilities For REIT Borrowers: Market Overview And Outlook

United States Tax

GP

Goodwin Procter LLP

SEC Open Meeting: Form PF Compliance Date Pushed Again And SEC Housekeeping

United States Finance

D

Dechert

Asian Secondaries Market Poised For Growth Amid Evolving Investor Dynamics

Worldwide Finance

RG

Ropes & Gray LLP

Could A Recent Private Letter Ruling Power Up REIT Investments In Storage Facilities?

United States Tax

CW

Cadwalader, Wickersham & Taft LLP

Fifth Circuit Hears Challenge To DOE's Conventional Cooking Products Efficiency Rule Amid Broader Regulatory Crosscurrents

United States Energy

BD

Beveridge & Diamond

Fair Use In AI Training: What Is Considered "Transformative?" (Podcast)

United States Technology

LB

Lewis Brisbois Bisgaard & Smith LLP

Speaking Sustainability - Legal & Regulatory Updates | August 2025

United States Commercial

AG

Akin Gump Strauss Hauer & Feld LLP

[PODCAST] Utilizing Co-Mediation - Bringing Together Multiple Perspectives To Reach Effective Settlements

United States Litigation

J

JAMS

One Size Doesn't Fit All: Customizing Dispute Resolution For Commercial Contracts

United States Litigation

J

JAMS

Retail Investor Access To Private Market Assets Through Registered Funds: Recommendations By The SEC Investor Advisory Committee

The 2010 Dodd-Frank Act established the Investor Advisory Committee (the "IAC") to advise the SEC on regulatory priorities, the regulation of securities products, trading strategies...

United States Finance

RG

Ropes & Gray LLP

Impact Of Pillar 2 On Credit Funds

Pillar 2, which seeks to introduce a global minimum corporation tax, is one of the most significant developments in the international tax world in recent years.

United States Finance

AO

A&O Shearman

Atkins-Led SEC Brings First Enforcement Action For Compliance Failures Under The Marketing Rule

On September 4, 2025, the U.S. Securities and Exchange Commission (SEC) brought its first enforcement action under the Marketing Rule since Chair Paul Atkins was sworn in earlier this year—charging Meridian Financial...

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

Dechert Develops REMIC Structure For Longer Investment Periods ("Pancake REMIC")

Mortgage securitizations must navigate a number of U.S. income tax issues to optimize financing efficiency. Key issues include avoiding entity-level taxation of the issuer...

United States Finance

D

Dechert

Recently Proposed Bills That May Reshape Key Venture Capital Exemptions – What Venture Capital Fund Managers Need To Know

United States Commercial

FH

Foley Hoag LLP

Impact Allocator Perspectives: Opportunities And Risks In Evolving Private Markets

United States Finance

FH

Foley Hoag LLP

SEC Releases Statement On Short Sale And Securities Lending Rules Following Remand By 5th Circuit U.S. Court Of Appeals

United States Finance

PR

Proskauer Rose LLP

Pryor Cashman Representing Spring Mountain Capital In Asset Acquisition By Stifel

United States Wealth Mgt

PC

Pryor Cashman LLP

Unlocking The UPREIT Structure: OP Unit Transactions For REITs

United States Finance

GP

Goodwin Procter LLP

Privatizing Public REITs: Strategic Considerations And Legal Insights

United States Real Estate

GP

Goodwin Procter LLP

What To Expect When You're Expecting New Investors — Practical Steps Fund Managers Can Take To Prepare For Investments From Registered Funds And Defined Contribution Retirement Plans

United States Finance

PR

Proskauer Rose LLP

Investment Management & Funds Regulatory Update - August 2025

United States Finance

DP

Davis Polk & Wardwell

Treasury Department Seeks Comment On Methods To Detect Illicit Activity Involving Digital Assets

United States Finance

GP

Goodwin Procter LLP

SEC Charges Private Equity Adviser For Management Fee Offset Practices Inconsistent With Governing Documents

United States Finance

ST

Simpson Thacher & Bartlett

What To Expect When You're Expecting New Investors — Practical Steps Fund Managers Can Take To Prepare For Investments From Registered Funds And Defined Contribution Retirement Plans

Historically, investments in private funds have been reserved for large institutions, defined benefit pension plans, sovereign wealth funds and very wealthy individuals.

United States Finance

PR

Proskauer Rose LLP

Investment Management & Funds Regulatory Update - August 2025

In this issue, we discuss an ADI issued by the SEC's Division of Investment Management regarding registered closed-end funds of private funds, as well as a recent enforcement action involving...

United States Finance

DP

Davis Polk & Wardwell

Treasury Department Seeks Comment On Methods To Detect Illicit Activity Involving Digital Assets

Welcome to Goodwin's Financial Services News Roundup. Our newsletter highlights important legal, regulatory, and business developments related to financial services and banking.

United States Finance

GP

Goodwin Procter LLP

SEC Charges Private Equity Adviser For Management Fee Offset Practices Inconsistent With Governing Documents

On August 15, 2025, the SEC announced settled charges against a registered investment adviser to private equity funds (the "Adviser") for breaches of fiduciary duty...

United States Finance

ST

Simpson Thacher & Bartlett

Investment-Related Highlights

United States Insurance

MB

Mayer Brown

Navigating Private Equity Exit Challenges: How A Rapid Portfolio Exit Readiness Execution Plan Can Boost Valuations

The private equity (PE) landscape in 2025 is fraught with challenges that have significantly slowed exit activities, which has been further compounded by market volatility, high interest rates, regulatory pressures and geopolitical tensions.

United States Finance

AM

Alvarez & Marsal

SEC Rule 206(4)-8: Enforcement Standard May Shift In The Atkins Era

The Securities and Exchange Commission's recent leadership changes may signal a recalibration in the enforcement of Advisers Act Rule 206(4)-8, a cornerstone of the SEC's oversight of investment advisers to pooled investment vehicles.

United States Finance

AP

Anderson P.C.

President Trump Signs Executive Order Directing Review Of Alleged "Debanking"

On August 7, 2025, President Trump signed an executive order, Guaranteeing Fair Banking for All Americans (the EO), in response to alleged cases of major banks...

United States Finance

SJ

Steptoe LLP

Executive Order Directs Regulators To Expand Access To Alternative Assets In 401(k) Plans

On August 7, 2025, President Donald J. Trump issued a much-anticipated Executive Order Democratizing Access for 401(k) Investors (the "Executive Order") emphasizing the President's view that it is important that all Americans...

United States Employment

GG

Groom Law Group

FCA Publishes Its Findings On TCFD Climate Reporting Following A Multi-Firm Review

United States Finance

JD

Jones Day

Derivatives And Securities Dealers' Pre-Hedging Of Client Trades Faces Potential New Rules

United States Finance

B

Bracewell

Alternatives: A New Type Of Diversification For High-net-worth Investor Portfolios

United States Finance

KR

Kaufman Rossin

LP-led Fund Secondaries – What You Need To Know

United States Finance

KL

Herbert Smith Freehills Kramer LLP

Sustainability Under The Microscope: ESMA's Reality Check

United States Finance

PR

Proskauer Rose LLP

CRD VI—European Banking Authority Report On Direct Provision Of Services From Third Country Institutions

European Union Finance

AO

A&O Shearman

Visionary Perspectives: The Future Of Private Credit

United States Wealth Mgt

D

Dechert

Capital Solutions: Five Surprising Takeaways

United States Commercial

AG

Akin Gump Strauss Hauer & Feld LLP

Federal Bank Regulatory Agencies Issue Joint Statement On Crypto-Asset Safekeeping By Banking Organizations

United States Finance

GP

Goodwin Procter LLP

Joint Ventures For Public REITs: Opportunities And Challenges

United States Finance

GP

Goodwin Procter LLP

European Central Bank Plans To Fine Banks For Failures To Address Climate Change

United States Finance

M

Mintz

Further Reform For UK Private Fund Managers: The Government's Road Map For Growth In Financial Services

United States Finance

GP

Goodwin Procter LLP

Bank Secrecy Act Postponed For Investment Advisers And Exempt Reporting Advisers

United States Government

LS

Lowenstein Sandler

FINRA Finalizes SLATE Rule 6540: The Definitive Guide To Securities Lending Transparency Requirements (Effective 2026)

United States Finance

AP

Anderson P.C.

Dissolving Your Business: Essential Legal Steps To Protect Your Interests

United States Finance

SH

Scarinci Hollenbeck LLC

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Latest Videos

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Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Featured Speaker: State Of The Real Estate Capital Markets, REIT, Private And IPO Market (Video)

GP

Goodwin Procter LLP

‘Fund Finance Friday: Industry Conversations' – EQT Discuss Their ESG Capital Call Facilities (Video)

CW

Cadwalader, Wickersham & Taft LLP

Cannabis Investor Considerations For Private Fund Managers (Video)

FH

Foley Hoag LLP

The AXA Decision and Excessive Fee Litigation: Takeaways for the Investment Management Community

RG

Ropes & Gray LLP

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