Date: 30 September 2021
Time: 1:00 PM UTC
Duration: 60 min
Language: English
Format: Online
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UK: Investigations in the UK - Best practice and how to avoid the pitfalls

This session will discuss the best practice and key steps to avoid the pitfalls of conducting internal investigations and dealing with investigations by regulators and prosecuting agencies.  Our highly experienced presenters will provide insights based upon their extensive experience and will subsequently engage in a Q&A session with attendees.

Given the various challenges many have dealt with due to COVID 19 and related remote working, we will also consider how investigations may change over the coming months as many return to modified working patterns.

Many of the matters to be discussed will impact those conducting overseas or multi-jurisdictional investigations and, therefore, this session will be beneficial for everyone involved in conducting and supporting investigations.

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Michael Ruck

Michael Ruck is a partner in the firm’s London office. He is a member of the Investigations, Enforcement, and White Collar practice group. Michael has a broad range of experience including advisory, regulatory liaison and large-scale, complex multi-jurisdictional investigations. Throughout his career, including previously working in the FCA’s Enforcement Division, he has led financial services regulatory projects, investigations and proceedings for a range of institutions, including asset and fund managers, insurance businesses and banks. His experience spans various regulatory issues and he has worked closely with a number of UK and foreign regulators, including the FCA, SFO, ICO, DOJ and IRS.

Dylan Moses

Dylan Moses is a partner in the firm's London office in the investigations, enforcement and white collar practice group. He concentrates his practice on multi-jurisdictional white collar crime, fraud, bribery and corruption and regulatory matters as well as being a member of the health and safety practice group. He is currently acting on a number of high profile SFO investigations as well as health and safety prosecutions.

Dylan is a highly experienced trial lawyer, having conducted trials and other court work for over 14 years. He regularly interfaces with regulators and law enforcement agencies.

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