Expect Focus - Life Insurance, Volume II, June 2018 (PDF)
- New York Pushes Mutual Fund Active Share Disclosure
- FINRA Proposes to Ease Regulation of Outside Business Activities
- FINRA Moves Toward SEC Anti-Churning Proposal
- Expect Slower SEC Processing of Investment Company Filings
- Recalls of Loaned Securities by Insurance Dedicated Funds
- SEC Regulation Best Interest: Charting a Course for Securities and Annuity Sales, Avoiding Collision and Potential Regulatory and Litigation Issues
- SEC Warns About Third-Party Destruction of Broker-Dealer Records
- Supreme Court Set to Rule on Constitutionality of SEC's ALJs
- Which Thoroughbred Will Win the Standards of Care Derby?
- South Carolina First State to Adopt NAIC Insurance Data Security Model Law
- Ninth Circuit: Face Amount Controls Amount-in-Controversy Questions Where Policy's Validity is Disputed
- Win for MassMutual in Rare Class Action Trial
- COI Litigation Update
- Unclaimed Life Insurance Benefits: The First Half of 2018 in Review
- To Preempt or Not to Preempt – Courts Issue Competing SLUSA Rulings
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