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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

A Smarter Regulator – The FCA's Shift In Approach

The UK Financial Conduct Authority (FCA) has set out its commitment to "become a smarter regulator" – one that is predictable, purposeful and proportionate.

United Kingdom Finance

AO

A&O Shearman

Guide To Funds In Guernsey

Guernsey has seen a growth of investment management services including the subsidiaries of some of the largest multinational houses, as well as independent boutiques...

Guernsey Finance

A

Appleby

Moveable Transactions (Scotland) Act Goes Live Today

An overview of the key changes from the Moveable Transactions (Scotland) Act coming into force today, 1 April 2025.

United Kingdom Finance

Sa

Shepherd and Wedderburn LLP

Listing On Aquis Stock Exchange

A guide to completing an IPO or other admission to the main market or growth market of the Aquis Stock Exchange.

United Kingdom Finance

LS

Laytons

Motor Finance Cases – Upcoming Supreme Court Hearing

United Kingdom Finance

TS

Travers Smith LLP

Retiring Trustee – Reasonable Security And Retention Of Assets

Guernsey Finance

W

Walkers

FCA Review Of Private Fund Market Valuation Practices

United Kingdom Finance

GT

Greenberg Traurig, LLP

New Office Of Financial Sanctions Implementation Financial Services Threat Assessment

United Kingdom Finance

KG

K&L Gates LLP

NAO Report: Lessons Learned On Private Investment In Infrastructure

United Kingdom Finance

D

Devonshires

Guernsey Investment Funds Guide 2025 (Chambers)

Guernsey Finance

CO

Carey Olsen

Rebalancing Risk And Building Trust: The FCA's New Five Year Strategy

United Kingdom Finance

AO

A&O Shearman

Leveraged To Distressed - Navigating Events Of Default: Acceleration And Enforcement Challenges For Lenders

United Kingdom Finance

M

Macfarlanes LLP

The UK's FCA Publishes Bulletin On Leaks Of Market Sensitive Information

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

UK Financial Conduct Authority Abandons "Name And Shame" Proposals

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

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Webinars

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Recorded on 21 Jan 2025 | 3:00 PM

2025 Canadian In-House Counsel Report: Unparalleled Insights into Canada's In-House Profession from CCCA | Mondaq

TC

The Canadian Corporate Counsel Association

Recorded on 3 Dec 2024 | 10:00 AM

CYPRUS: Unlocking Business Prospects

PL

Patrikios Legal

Recorded on 7 Nov 2024 | 1:00 PM

Setting your IP Strategy for 2025 - Strategic Patent and Tradesecret Development

KL

Keltie LLP

Recorded on 17 Oct 2024 | 2:00 PM

Artificial Intelligence Patenting in FinTech

VK

Volpe Koenig

Start a Guide

Related Country Guides

Project Finance

Alternative Investment Funds

Banking Regulation

Secured Lending

Commodities/Derivatives/Stock Exchanges

A Smarter Regulator – The FCA's Shift In Approach

The UK Financial Conduct Authority (FCA) has set out its commitment to "become a smarter regulator" – one that is predictable, purposeful and proportionate.

United Kingdom Finance

AO

A&O Shearman

Listing On Aquis Stock Exchange

A guide to completing an IPO or other admission to the main market or growth market of the Aquis Stock Exchange.

United Kingdom Finance

LS

Laytons

Rebalancing Risk And Building Trust: The FCA's New Five Year Strategy

The UK Financial Conduct Authority (FCA) has published its strategy for the next five years and it has a very different tone and objective to the three-year strategy it shared in 2022.

United Kingdom Finance

AO

A&O Shearman

Monthly Regulatory Newsletter – February 2025

United Kingdom Finance

RQ

RQC Group

February 2025 Regulatory Round-Up

United Kingdom Finance

AG

Akin Gump Strauss Hauer & Feld LLP

NatWest Derivatives Judgement

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

UK Financial Insights From Katten | Issue 19

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

UK Bankers' Remuneration Reform: Individual Accountability

United Kingdom Finance

AO

A&O Shearman

FCA Publishes Policy Statement On UK's Commodity Derivatives Regulatory Framework Reform

United Kingdom Finance

KM

Katten Muchin Rosenman LLP

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Capital Adequacy/BASEL

PRA Consults On Changing The Retail Deposits Leverage Ratio Threshold

On 5 March 2025 the Prudential Regulation Authority (PRA) published a consultation paper on its proposals to raise the retail deposits leverage ratio threshold, increasing it to £70 billion...

United Kingdom Finance

AG

Addleshaw Goddard

In The Know: UK-EU Banking And Investment Regulation

In this edition, we discuss the recent announcement from the Prudential Regulation Authority (PRA) on the delay of the UK implementation of Basel 3.1.

European Union Finance

AG

Addleshaw Goddard

PRA Delays UK Implementation Of Basel 3.1

On 17 January 2025, the Prudential Regulation Authority (PRA) published a press release announcing that, in consultation with HM Treasury...

United Kingdom Finance

AG

Addleshaw Goddard

Fasten Your Seatbelts For 2025 | 4 Key Shifts In European Finance

European Union Finance

A|

AGPLAW | A.G. Paphitis & Co. LLC

UK Banking And Insurance Regulation Update

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

A Comparison Of Guernsey Funds Regimes

Guernsey Finance

W

Walkers

Is trading of an instrument with an ISIN that is not in FIRDS, MiFIR reportable?

United Kingdom Finance

TRAction

Is an EU Trading Venue considered ToTV for UK MiFIR and vice versa?

United Kingdom Finance

TRAction

Guide To The New UK Securitisation Rules

United Kingdom Finance

ML

Milbank LLP

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Financial Services

A Smarter Regulator – The FCA's Shift In Approach

The UK Financial Conduct Authority (FCA) has set out its commitment to "become a smarter regulator" – one that is predictable, purposeful and proportionate.

United Kingdom Finance

AO

A&O Shearman

UK Sanctions Regulator Highlights Compliance Failures

On 13 February 2025, the UK's Office of Financial Sanctions Implementation (OFSI) published an assessment of suspected sanctions breaches involving UK financial services firms since February 2022. It highlights three areas of concern:

European Union International

KG

K&L Gates LLP

Guide To Funds In Guernsey

Guernsey has seen a growth of investment management services including the subsidiaries of some of the largest multinational houses, as well as independent boutiques...

Guernsey Finance

A

Appleby

Moveable Transactions (Scotland) Act Goes Live Today

United Kingdom Finance

Sa

Shepherd and Wedderburn LLP

Momentum On Voting On The Omnibus Delay And Updating Corporate Sustainability Reporting Requirements

United Kingdom Commercial

PR

Proskauer Rose LLP

SIM Swap Cyberfraud - What To Do If You Have Been Targeted

United Kingdom Criminal

GP

Giambrone & Partners

Listing On Aquis Stock Exchange

United Kingdom Finance

LS

Laytons

FCA Strategy For 2025 And Beyond

United Kingdom Consumer

TS

Travers Smith LLP

Back To Profitable Growth For Marketplace And Platform Businesses – Through Organizational Transformation

United Kingdom Commercial

A

AlixPartners

See more

Project Finance/PPP & PFI

NAO Report: Lessons Learned On Private Investment In Infrastructure

The National Audit Office have on 25 March 2025 published their insights into the lessons learned on private investment in infrastructure. This covers both economic and social infrastructure and makes for interesting reading with the noises that PFI (possibly badged under another name) may be making a comeback.

United Kingdom Finance

D

Devonshires

PFI Handback - The View From Both Sides

With the first generation of the UKs operational PFI/PPP projects expiring, and hundreds more set to follow suit over the next few years, vital lessons are being learned on best practice...

United Kingdom Finance

AG

Addleshaw Goddard

PFI – Distressing News From The IPA

Last week saw the issue of further PFI guidance from the Infrastructure and Projects Authority (the IPA) entitled "Navigating the risks of PFI project distress".

United Kingdom Finance

D

Devonshires

Expiry Of PFI Deals: Risks And Opportunities

United Kingdom Finance

TS

Travers Smith LLP

Project Finance Comparative Guide

United Kingdom Finance

BB

Bird & Bird

Firms Receive UK Government Funding For ISAM 'Regulatory Sandbox' Project

United Kingdom Finance

MC

Marks & Clerk

Project Finance Deals And Compliance Risks

United Kingdom Finance

B

Bracewell

Outsourcing Spotlight - Autumn/Winter 2024

United Kingdom Employment

TS

Travers Smith LLP

PFI Expiry - But What About NHS LIFT?

United Kingdom Finance

D

Devonshires

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Latest Videos

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Credit Insurance Meets Trade Finance: A Smarter Way To Risk (Video)

W

WTW

General Election: Four Key Themes To Watch For In Financial Services (Video)

NR

Norton Rose Fulbright Hong Kong

The Symbiotic Relationship Between Guernsey And The United Kingdom With Miles Celic (Video)

G

Guernsey Finance

Implementing Your Climate Programme: The Five Things You Need To Get Right (Video)

BP

Baringa Partners

Mother Christmas vs Santa (Video)

MH

MJ Hudson

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