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In this episode of Fund Finance Friday: Industry Conversations,
Michael Sinclair of People's United Bank joins Mike Mascia to
discuss the fund finance happenings at People's United as
well as current market developments and predictions for 2021.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
On January 17, 2023, the Board of Governors of the Federal Reserve System ("Federal Reserve") launched its pilot climate scenario analysis exercise ("CSA")...
It is important to note that the order of application of concentration limits and advance rates can significantly impact the overall borrowing base under the facility.
Private fund manager and investment adviser entities, even those located outside of California, may not be aware that they may now, as of January 1, 2023, have compliance obligations under...
Sponsors and managers of private funds must attend to various routine regulatory and compliance tasks, which can include ongoing reporting obligations under the Investment Advisers Act of 1940...
In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important and interesting SEC enforcement developments from the past month, with links to primary resources.
New York State Governor Kathy Hochul has signed into law New York State Senate Bill S7535A, which adds New York Banking Law Section 9-Z requiring a New York State...
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