The Cabinet Regulatory Tracker is a list of comment deadlines and effective dates. Click on the links below to view deadlines from August 1, 2019 to August 15, 2019.
Comment Deadlines
- August 2: FINRA Comment Deadline: Rule Change To Make a Technical Correction and Other Non-Substantive Changes to FINRA Rules
- August 2: FTC Comment Deadline: Extended Deadline Regarding Standards for Safeguarding Customer Information
- August 5: CFTC Comment Deadline: Foreign Futures and Options Transactions
- August 12: SEC Comment Deadline: List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act
Effective Dates
- August 1: SEC Effective Date - Investment Company Reporting Modernization
- August 1: NYDFS Effective Date - Suitability and Best Interests in Life Insurance and Annuity Transactions
- August 13: SEC Effective Date: Amendment to Single Issuer Exemption for Broker-Dealers
For general information about the Cabinet, or for information about individual and enterprise membership pricing, please contact William Sadd.
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