United States:
FINRA To Replace Web-Based System Interface For Short Interest Position Reporting (FINRA Reg. Notice 16-32)
26 August 2016
Cadwalader, Wickersham & Taft LLP
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FINRA notified member firms that it will replace the current
web-based system that firms use to submit short interest positions
with a new web-based interface that is accessible via the Firm
Gateway. The current system will be deactivated as of the close of
business on January 10, 2017. The new system will be available as
of January 17, 2017.
To provide firms with the ability to test any program
modifications necessitated by these changes, FINRA will make a test
environment available from October 3, 2016, through December 2,
2016.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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