PRESS RELEASE
3 March 2020

PLI Seminar: Private Placements And Hybrid Securities Offerings 2020

MB
Mayer Brown

Contributor

Mayer Brown is a distinctively global law firm, uniquely positioned to advise the world’s leading companies and financial institutions on their most complex deals and disputes. We have deep experience in high-stakes litigation and complex transactions across industry sectors, including our signature strength, the global financial services industry.
This two day PLI seminar will feature panel discussions covering the basics of private placements, resales of restricted securities, Section 4(a)(1-1/2) transactions and block trades.
United States

April 20-21, 2020
1177 Avenue of the Americas
Click here for additional details and to register.

This two day PLI seminar will feature panel discussions covering the basics of private placements, resales of restricted securities, Section 4(a)(1-1/2) transactions and block trades. Partner Anna Pinedo will serve as chairperson of the program and partner Marlon Paz will speak on a panel entitled, "Practical Considerations for Broker-Dealers Acting as Placement Agents in Exempt Offerings." Other topics that will be addressed include:

  • The changes to private and exempt offerings brought about by the JOBS Act and the SEC's Concept Release on Harmonization of Securities Offering Exemptions, including "accredited investor" crowdfunding offerings;
  • The changes to Rule 701 and the SEC Concept Release on Rule 701 and Form S-8;
  • The documentation, principal negotiating issues, and market developments relating to late-stage or pre-IPO private placements, PIPE transactions, 4(a)(2) and 144A offerings and confidentially marketed public offerings.

Contributor

Mayer Brown is a distinctively global law firm, uniquely positioned to advise the world’s leading companies and financial institutions on their most complex deals and disputes. We have deep experience in high-stakes litigation and complex transactions across industry sectors, including our signature strength, the global financial services industry.

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