Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.
Article
Affiliate Purchases Bank Stock: Covered Transaction Under Regulation W?
When a holding company injects equity capital into its subsidiary bank, does this transaction trigger Regulation W's restrictions? Understanding the distinction between an affiliate purchasing bank stock versus a bank investing in affiliate securities is critical for compliance with Section 23A requirements and avoiding unnecessary regulatory constraints on capital transactions.
United States Finance
DM
Duane Morris LLP
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Article
A Pleasant Surprise: The U.S. CLO And ABL Markets’ Resilient Mid-2026 And What It Means For H2
U.S. CLO and asset-based loan markets demonstrated remarkable resilience through a turbulent first half of 2026, absorbing tariff shocks, credit downgrades, and geopolitical tensions while maintaining robust issuance levels. With a large pool of deals ready for refinancing, improving spreads, and favorable regulatory developments, the market is positioned for a potentially record-breaking second half as investor appetite remains strong and new financing structures continue to evolve.
United States Finance
D
Dechert
Article
Flatiron Firm Scores $55M For New Greenwich Village Development
A Greenwich Village real estate developer has secured $55 million in financing from G4 Capital Partners to fund the demolition of two adjacent residential buildings and construct a new 56,000-square-foot development. The pre-development loan will support AG Paratus's plans to raze the existing structures at 111-113 E. 12th Street and replace them with a significantly larger project, though the specific use of the new development remains undetermined.
United States Real Estate
CS
Cole Schotz P.C.
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Article
Prediction Markets: Insights On Event Contracts, Regulation, Litigation And Market Growth
Prediction markets have rapidly evolved from a niche financial sector into one of the fastest-growing areas of the derivatives industry, attracting institutional investors, exchanges, and heightened regulatory scrutiny. As the CFTC, courts, and industry participants work to define the regulatory framework for this emerging asset class, questions around market structure, customer protection, and risk management have moved to the forefront. Katten's Financial Markets and Regulation team provides cutting-edge
United States Finance
KM
Katten Muchin Rosenman LLP
Article
Vertical Integration Under Scrutiny: CFTC's Proposed Conflicts And Affiliations Rule
The Commodity Futures Trading Commission has proposed new regulations addressing conflicts of interest in vertically integrated market structures where exchanges and clearinghouses share common ownership with trading firms and intermediaries. The proposal introduces prescriptive safeguards including prohibitions on affiliate principal trading firms, enhanced disclosure requirements, and mandatory information barriers to address concerns about preferential treatment, misuse of nonpublic information, and mark
United States Finance
KG
K&L Gates LLP
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Article
Collateral Sales Under Article 9: Lessons For Partner Loan And Investor Loan Programs
A federal court decision clarifies critical enforcement rights under UCC Article 9 for lenders in partner and investor loan programs, addressing the 10-day notice safe harbor, commercial reasonableness standards, and timing requirements for collateral disposition notices. The ruling provides essential guidance on foreclosure procedures when limited partnership interests serve as loan collateral.
United States Finance
MB
Mayer Brown
Article
Congress Passes 21st Century ROAD To Housing Act
The 21st Century ROAD to Housing Act represents the most significant federal housing legislation in three decades, combining comprehensive provisions to address affordable housing supply through regulatory relief for community banks, increased investment caps, and reforms to FHA lending standards. What implications will this landmark bipartisan legislation have for mortgage lenders, institutional investors, and the future of affordable housing in America?
United States Real Estate
HK
Holland & Knight
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Podcast
The Activist Advantage: Gavriel Kahane, Managing Partner - Arkhouse (Podcast)
From New York real estate to private equity, Gavriel Kahane of Arkhouse reveals how he identifies mispriced assets in public markets that private investors overlook. This conversation explores trophy assets, activist investing, and the strategic pursuit of companies like Columbia Property Trust, Macy's, and Family Dollar where Wall Street valuations diverge from Main Street realities.
United States Finance
AM
Allen Matkins Leck Gamble Mallory & Natsis
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