Mondaq All Regions: Finance and Banking
Harneys
With the implementation from 3 January 2018 of EU Directive 2014/65/EU on markets in financial instruments (MiFID II) and accompanying Regulation (EU) No 600/2014 (MiFIR), additional requirements ...
Shearman & Sterling LLP
ESMA published a statement alerting investors about the high risks of investment in ICOs, including the risk of total loss of their investment.
Shearman & Sterling LLP
On 21 November 2017, the European Securities and Markets Authority (ESMA) published a revised version of its Q&A on the implementation of the Market Abuse Regulation (MAR).
Shearman & Sterling LLP
On 13 November 2017, the European Commission (EC) published a consultation on institutional investors and asset managers' duties regarding sustainability.
ELVINGER HOSS PRUSSEN, société anonyme
On 18 January 2018, the Commission de Surveillance du Secteur Financier ("CSSF") released CSSF Circular 18/676 in relation to the adoption of the EBA Guidelines ...
ELVINGER HOSS PRUSSEN, société anonyme
In the latest update of its Q&A on the application of the Benchmark Regulation , ESMA clarifies the concept of "use of a benchmark" by investment funds.
S.S. Rana & Co. Advocates
The Total Expense Ratio (hereinafter referred as ‘TER') of a mutual fund refers to the total expense incurred in an accounting period with respect to the total net assets of the fund.
S.S. Rana & Co. Advocates
In light of the powers conferred under Section 11 (1) of the Securities and Exchange Board of India Act, 1992, for the purpose of protecting the interests of investors in securities and to promote the development and regulation of the securities market, ...
ELVINGER HOSS PRUSSEN, société anonyme
On 19 December 2017, the European Banking Authority ("EBA") published an Opinion addressed to national competent authorities on the transition from the first payment service directive ...
ELVINGER HOSS PRUSSEN, société anonyme
On 20 December 2017, the Commission de Surveillance du Secteur Financier ("CSSF") released CSSF Circular 17/675 ("Circular") in relation to the adoption ...
ELVINGER HOSS PRUSSEN, société anonyme
In the context of the new regulatory framework established by MiFID II, the Commission de Surveillance du Secteur financier ("CSSF") ...
ELVINGER HOSS PRUSSEN, société anonyme
On 22 December 2017, the Grand Ducal Regulation of 21 December 2017 relating to the fees to be levied by the CSSF ("Regulation") ...
ELVINGER HOSS PRUSSEN, société anonyme
The EBA published final Guidelines dated 8 November 2017 on the information to be provided for authorisation as payment and electronic money institutions and for registration as account information service providers.
ELVINGER HOSS PRUSSEN, société anonyme
In a Press Release dated 5 January 2018, the CSSF announced a change in their position relating to the eligibility criteria of open-ended non-UCITS, ETFs and other UCIs ("Target UCI") ...
ELVINGER HOSS PRUSSEN, société anonyme
On 22 December 2017, the Grand Ducal Regulation of 21 December 2017 relating to the fees to be levied by the CSSF which repeals the Grand Ducal Regulation of 28 October 2013 was published in the Mémorial A.
Stephenson Harwood
Finance senior associate Elena Tang writes for Global Transport Finance about an alternative solution available to ship financiers trying to recover non-performing loans by selling mortgaged vessels – saying that for some, immediate enforcement is not the answer.
Pinsent Masons LLP
A new inquiry opened by a UK parliamentary committee presents an opportunity to ensure the potential benefits of cryptocurrencies are better recognised, a specialist in financial services and technology law has said.
Pinsent Masons LLP
The head of the Deutsche Bundesbank has warned of the risks to financial stability should central banks issue their own virtual currencies, including from a potential "digital bank run".
Shearman & Sterling LLP
In this week's newsletter, we provide a snapshot of the principal U.S., European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset managers and corporates.
Troutman Sanders LLP
In Culberson v. Walt Disney Parks and Resorts, the Culbersons brought a class action lawsuit against Disney under the Fair Credit Reporting Act ("FCRA").
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This case should provide comfort to parents or other parties who consider assisting individuals to purchase a property.
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