Mondaq All Regions: Finance and Banking
Torys LLP
The OSC has announced a new initiative to reduce regulatory burdens for public companies, registrants and other market participants.
Dillon Eustace
Sustainable finance is the provision of finance to investments taking into account environmental, social and governance considerationsi.
Kramer Levin Naftalis & Frankel LLP
Procedures of due diligence are an essential part of compliance programs.
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
In April 2018, the Hong Kong Stock Exchange's (HKEx) rule amendments permitting the listing of innovative, high-growth companies with dual-class share structures and pre-revenue biotech companies went into effect.
Dillon Eustace
The agreement reached on 7 January 2019 will require the approval of the European Parliament before being finalised.
Jersey Finance Limited
Appleby has advised Santander on the transfer of their banking businesses in both Jersey and Isle of Man.
The Limited Liability Companies (LLC) Law is expected to come into force in early 2019 and is designed to allow fund managers and investors to use a LLC structure which they will be familiar with from the US and certain other international finance centres.
In order to ensure that investment funds that are currently marketed in the United Kingdom under the European Economic Area (EEA) passporting regime continue to be able to do so in the event
Reed Smith (Worldwide)
Hedging has long been an intrinsic part of the energy and commodities sector.
LIBOR is likely to come to an end after 2021. In the global financial and leasing markets, loans, leases, bonds, hedging,
Redcliffe Partners
On 4 January, the National Bank of Ukraine (the "NBU") approved and published a number of regulations setting out a new legislative framework ...
Duff and Phelps
If you're a remote seller these days, you may still be wondering just exactly how the South Dakota v. Wayfair decision has affected you.
Cadwalader, Wickersham & Taft LLP
A mortgage loan servicer agreed to pay a $100,000 fine to settle charges, brought by the New York State Department of Financial Services ("NYDFS") for failure to register ...
Cadwalader, Wickersham & Taft LLP
SIFMA recommended a full market close on January 21, 2019, Martin Luther King Jr. Day.
Cadwalader, Wickersham & Taft LLP
New Chair of the House Financial Services Committee ("FSC") Maxine Waters (D-CA) outlined Committee priorities.
Klein Moynihan Turco LLP
Washington D.C. is in the process of enacting the Structured Settlements and Automatic Renewal Protections Act of 2018 (the "Act").
Cadwalader, Wickersham & Taft LLP
The Cabinet Regulatory Tracker is a list of upcoming comment deadlines, nomination deadlines, effective dates and compliance dates.
Cadwalader, Wickersham & Taft LLP
The NFA reminded members of the annual affirmation obligations for certain exempt or excluded commodity pool operators ("CPOs") / commodity trading advisors ("CTAs").
Cadwalader, Wickersham & Taft LLP
The revised market risk framework will become effective on January 1, 2022.
Cadwalader, Wickersham & Taft LLP
To settle the charges, AGES agreed to a censure, and to pay a fine of $20,000.
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Blaney McMurtry LLP
In Atos IT Solutions v Sapient Canada Inc., the Court confirmed that the "minimum performance principle" places a common law limit on expectation damages for breach of contract.
Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
The RBI, on September 1, 2018, released a user manual to clearly set out the procedure for filing a single master form, which it introduced on June 7, 2018, to integrate the existing reporting norms for foreign investment in India.
MGC Legal
5941 sayılı Çek Kanunun 5. Maddesinde, çekin üzerinde yazılı bulunan düzenleme tarihine göre kanuni ibraz süresi içinde ibraz edildiğinde (gösterildiğinde), çekin karşılığını ilgili banka hesabında tam olarak bulundurmamak suç olarak tanımlanmıştır.
Krishnomics Legal
The Negotiable Instruments Act, 1881 ("the Act") was enacted to characterize and define the law relating to authoritative records like Promissory Notes, Bills of Exchange and Cheques.
The Negotiable Instruments (Amendment) Bill was put forth before the Lok Sabha by the Finance Minister on January 2, 2018.
13 Eylül 2018 tarihinde yürürlüğe giren Cumhurbaşkanlığı Kararı ile Türkiye'de yerleşik kişilerin kendi aralarında yaptıkları bazı sözleşmeler bakımından sözleşme bedeli veya bu sözleşmelerden kaynaklanan ...
In news that no Blockchain Monitor reader wants to hear, technical analysts are sounding the alarm bell on bitcoin
Mayer Brown
RegTech may be particularly helpful as FINRA members begin to engage in electronic structured products trading platforms.
Minden Gross LLP
Many key tax-saving strategies need to be set up and implemented well before Dec. 31 if you want to benefit from them in the current year.
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