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WilmerHale
On April 7, Representative Cathy McMorris Rodgers (R-Wash.), Chair of the U.S. House Committee on Energy and Commerce Chair, and Senator Maria Cantwell ..
Kramer Levin Naftalis & Frankel LLP
On April 5, 2024, a federal jury in San Francisco returned a verdict in favor of the Securities and Exchange Commission (SEC)...
Outside GC
A recent Bloomberg Law article has sparked discussion within the legal services industry, turning a spotlight on the mounting pressures faced by in-house legal teams.
Schulte Roth & Zabel LLP
On March 1, 2024, New York Governor Kathy Hochul signed into law an amended version of the New York LLC Transparency Act, requiring certain limited liability companies formed or authorized to do business in New York ...
Winston & Strawn LLP
On 6 March 2024, HM Treasury published a consultation paper (the Consultation Paper) on the proposed creation of the Private Intermittent Securities and Capital Exchange System (PISCES), a new trading platform that will offer private companies the ability to trade their securities intermittently.
WilmerHale
With political campaign activity ramping up as the fall elections approach, the Securities and Exchange Commission (SEC) has indicated it will continue stringent enforcement of Investment Advisers Act...
Dickinson Wright PLLC
Join us for an informative webinar featuring Mark High from Dickinson Wright's Detroit office.
Holland & Knight
The U.S. Securities and Exchange Commission (SEC) is cracking down on how firms promote their artificial intelligence (AI) technologies to protect investors from falling victim to "AI-washing."
Mintz
On March 27, 2024, the SEC received a favorable—if at least somewhat split—decision when Judge Failla of the SDNY denied a motion by Defendants Coinbase...
AlixPartners
The growth of online shopping shows no signs of slowing, with e-commerce sales projected to reach 23% of total retail sales globally by 2027. As retailers seek to increase e-commerce sales, and...
Cohen & Gresser
In recent months, we have seen Blackstone announce that its tactical opportunities business raised $5.2 billion of capital commitments for its fourth flagship comingled fund, this being a substantially higher amount than its third fund.
Mayer Brown
On August 24, 2023, the US Court of Appeals for the Second Circuit issued its decision in the Kirschner v. JPMorgan litigation saga, rejecting the plaintiff's...
Scarinci Hollenbeck LLC
Known as the "Supervision Rule," FINRA Rule 3110 requires brokerage firms to establish, maintain, and enforce a system to supervise the activities of their associated persons.
Alvarez & Marsal
In an evolving regulatory landscape, financial institutions face a critical challenge: ensuring their third-party risk management programs not only comply with the new final joint guidance...
Shulman Rogers
With the arrival of spring and the first set of Corporate Transparency Act (CTA) filing deadlines behind us, it is a good time for an update on lessons learned from the initial filings.
Brown Rudnick LLP
An international joint venture is a business arrangement where two or more companies from different countries come together to undertake a business activity...
Duane Morris LLP
There has been much in the news recently about whether Delaware's preeminence in the world of corporations and alternative entities is being materially challenged by other states...
Cadwalader, Wickersham & Taft LLP
Insider trading generally refers to the trading of a company's security based upon material non-public information ("MNPI") about that company. But a recent litigation victory by the U.S. Securities...
Lowenstein Sandler
On April 5, 2024, a jury found Matthew Panuwat civilly liable for insider trading in violation of federal securities laws in a first-of-its-kind "shadow trading" case (also referred to as "sympathy
Jones Day
On March 1, 2024, New York State Governor Kathy Hochul signed into law a revised version of New York State's LLC Transparency Act, which is modeled on FinCEN's Beneficial Ownership Information Rule.
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