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As we discussed in April 2010, the Investment Industry Regulatory Organization of Canada proposed amendments to UMIR last year that would, among other things, replace the definition of "Market Maker Obligations" with a definition of "Marketplace Trading Obligations" and make various other changes to odd lot and marketplace trading obligations.
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As we discussed in April 2010, the Investment
Industry Regulatory Organization of Canada proposed
amendments to UMIR last year that
would, among other things, replace the definition of "Market
Maker Obligations" with a definition of "Marketplace
Trading Obligations" and make various other changes
to odd lot and marketplace trading obligations. The OSC and a
number of other Canadian securities regulators have now approved
the amendments, which become effective today. For more information,
see IIROC Notice
11-0251.
The content of this article is intended to provide a general
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