Jeffrey L Steinfeld

Insider Trading Conviction And 10b5-1 Trading Plans

Recent Insider Trading Conviction Demonstrates The Government's Focus On Rule 10b5-1 Trading Plans

SEC's New SPAC Rules Broaden Liability And Weaken Safe Harbors

SCOTUS Limits The SEC's Ability To Use In-House Tribunals To Seek Civil Penalties For Securities Fraud, Stripping The Agency Of One Of Its Many Enforcement Tools

High Court's Slack Decision Signals Section 11 Liability Limits

Lane Narrows For Wire And Honest Services Fraud Prosecutions

Justices' Analysis Of Securities Law Surprises In Slack v. Pirani

The Eleventh Circuit Holds That The Class Definition In A Settlement Agreement Must Be Limited To Class Members With Article III Standing

$997 Million To Settle The Surfside Condo Collapse Class Action

SEC Proposes Sweeping New Regulations Of SPAC Transactions