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Stikeman Elliott LLP
Kenneth G. Ottenbreit
Kenneth G. Ottenbreit
Stikeman Elliott LLP
Now In Effect: Exemptions For International Dealers And Advisers Under The Ontario Commodity Futures Act
16 Nov 2022 | Canada
Dispense Provisoire Publiée En Faveur Des Courtiers Et Des Conseillers Internationaux En Vertu De La Loi Sur Les Contrats À Terme Sur Marchandises De L'Ontario
30 Apr 2021 | Canada
Interim Relief Published For International Dealers And Advisers Under The Ontario Commodity Futures Act
30 Apr 2021 | Canada
Client Focused Reforms: What You Need To Know!
06 Mar 2021 | Canada
OSC Proposes New Exemptions For International Dealers And Advisers Under The Commodity Futures Act
06 Mar 2021 | Canada
La CVMO Propose De Nouvelles Dispenses Relatives Aux Courtiers Et Aux Conseillers Internationaux En Vertu De La Loi Sur Les Contrats À Terme Sur Marchandises
03 Mar 2021 | Canada
Les Réformes Axées Sur Le Client : Ce Que Vous Devez Savoir!
03 Mar 2021 | Canada
Quebec Derivatives Blanket Exemption - Revocation Postponed By Nine Months
06 Sep 2015 | Canada
OSC Staff Take Narrow View On Application Of "Hedger" Exemption Under The CFA
23 Nov 2014 | Canada
Amendments To Registrant Regulatory Framework Place Restrictions On Exempt Market Dealers, Limit Availability Of Registration Exemptions And Harmonize Sub-Adviser Exemption
23 Nov 2014 | Canada
FSB Proposes Standards For Global Securities Financing And Data Collection And Aggregation
23 Nov 2014 | Canada
Further Analysis On Limited Disclosure Relief For Certain Private Placements By Qualified Non-Canadian Issuers
14 May 2013 | Canada
Regulators Provide Limited Relief To Select Applicants From Certain Disclosure Requirements Applicable To Private Placements And Propose Related Rule Amendments
01 May 2013 | Canada
CSA Intend To Prohibit Emds From Conducting Brokerage Activities
06 Mar 2013 | Canada
New Canadian Proposals For Non-Resident Investment Fund Manager Registration
09 Mar 2012 | Canada
OSC Grants Relief From Forward-Looking Information Disclosure Requirements For Foreign Offerings
16 Jun 2008 | Canada
Round Two Of Canada´s National Registration Reform Proposal: Impact On "International Dealers" Registered In Ontario
21 May 2008 | Canada
Registration Reform Round Two: Key Features For Investment Fund Managers, Foreign Funds And Private Equity Funds
25 Mar 2008 | Canada
National Registration Reform Proposal: Impact On International Dealers Registered In Ontario
25 Mar 2007 | Canada
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