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Akin Gump Strauss Hauer & Feld LLP
Joe Hewton
Joe Hewton
Akin Gump Strauss Hauer & Feld LLP
Cross-Border Implications Of The FCA's Consultation Paper On Publishing Information About The Opening And Progress Of Investigations
03 Apr 2024 | UK
FCA Consults On Publishing Information About The Opening And Progress Of Investigations
13 Mar 2024 | UK
FCA And PRA Publish Consultation On New Rules Relating To Diversity And Inclusion
26 Oct 2023 | United States
FCA And PRA Publish Consultation On New Rules Relating To Non-Financial Misconduct
26 Oct 2023 | United States
The FCA Pledges To Improve Its Whistleblowing Framework
04 Oct 2023 | United States
The SEC And FCA: A Pond, 362 Investigations And $4 Billion In Penalties Apart
21 Aug 2023 | United States
The Bank Of England And Prudential Regulation Authority Consult On Approach To Enforcement
03 Aug 2023 | UK
The UK Regulator Awakens From Its COVID-19 Slumber – A Review Of FCA Enforcement In 2022 And A Look Ahead To 2023 (Video)
30 Jan 2023 | UK
New FCA Principle 12: Consumer Duty
09 Sep 2022 | United States
The FCA And SEC Annual Reports – 2022 Comparison
25 Aug 2022 | United States
FCA Releases Three-Year Strategy And Business Plan
26 Apr 2022 | UK
In Principle: Key Things Authorised Firms Need To Know For 2022
16 Feb 2022 | UK
Upper Tribunal Clarifies FCA's Powers Regarding Non-Financial Misconduct By Regulated Individuals
22 Sep 2021 | UK
UK Financial Conduct Authority Consults On Amending Decision-Making Process
20 Sep 2021 | UK
The FCA And SEC Annual Reports – A Statistical Comparison
18 Aug 2021 | Worldwide
In Principle: Key Things Authorised Firms Need To Know For 2021
27 Jan 2021 | UK
UK Regulators Issue Statements On The Impact Of COVID-19 On The Senior Managers And Certification Regime
28 Apr 2020 | UK
Senior Managers And Certification Regime
28 May 2019 | United States
In Principle: 10 Things Authorised Firms Need To Know For 2019
06 Feb 2019 | United States
10 Things Authorised Firms Need To Know For 2018 The World Of Financial Regulation As The UK Prepares To Exit The EU
26 Jan 2018 | UK
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