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Jones Day
Sergio Alvarez-Mena
Sergio Alvarez-Mena
Jones Day
2020 Anti-Money Laundering Year In Review
27 Jan 2021 | United States
SEC's OCIE Issues Risk Alert On COVID-19 Risks And Considerations For Broker-Dealers And Investment Advisers
28 Oct 2020 | United States
FinCEN Issues Guidance On Ransomware Attacks
26 Oct 2020 | United States
SEC Expands Accredited Investor And Qualified Institutional Buyer Categories
26 Oct 2020 | United States
Regulation Best Interest And ESG Investing: Confluence For The SEC Or Consternation Under ERISA?
26 Oct 2020 | United States
SEC Proposes Conditional Exemption From Broker-Dealer Registration For Finders
26 Oct 2020 | United States
SEC Staff Announces Examination Initiative On LIBOR Transition Preparedness
02 Jul 2020 | United States
Temporary Exemption From Broker Registration For Municipal Advisors
22 Jun 2020 | United States
Keeping Compliant With Financial Services Regulation When Working Remotely: A U.S. And EU Best Practice Conversation
02 May 2020 | Worldwide
SEC Staff Issues Updated FAQs On Regulation Best Interest And Form CRS
19 Feb 2020 | United States
Broker-Dealers And The ABCs Of ESG
30 Jan 2020 | United States
Recent SEC Action Reminds Non-US Broker-Dealers Of Obligations Under U.S. Securities Laws
25 Oct 2019 | United States
SEC Proposes Exemption From Broker Registration For Certain Municipal Advisors
21 Oct 2019 | United States
FINRA Advises Member Firms To Submit Questions To The SEC On Regulation Best Interest
11 Sep 2019 | United States
Final Rule On Regulation Best Interest Now Complete
04 Jul 2019 | United States
Regulation Best Interest: The Next Big Thing For Broker-Dealer Cross-Border Private Wealth
08 Jan 2019 | United States
First Conviction In The United States For FATCA Violations
20 Sep 2018 | United States
IRS Announces End Of Offshore Voluntary Disclosure Program
15 Mar 2018 | United States
FinCEN: No SAR Filing Obligation When Customers Voluntarily Disclose To Home Country
02 Mar 2018 | United States
New U.S. Tax Law Leaves Non-U.S. Person Estate Tax Intact
22 Jan 2018 | United States
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Contact Details
Miami
Email Website
600 Brickell Avenue
Brickell World Plaza
Suite 3300
Miami
United States
Telephone: 1-216-5863939

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