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Cahill Gordon & Reindel LLP
On May 1, 20201 and May 13, 20202, The Nasdaq Stock Market LLC and the New York Stock Exchange, respectively, filed with the Securities and Exchange Commission proposals to adopt new rules providing temporary exceptions ...
Cadwalader, Wickersham & Taft LLP
In separate matters, the SEC charged issuers with fraud for making false statements in press releases regarding products made to combat COVID-19.
Cadwalader, Wickersham & Taft LLP
The NYSE and Nasdaq continue to provide temporary relief from certain of their listing and corporate governance requirements amid the market disruption caused by COVID-19. In March and April, ...
Cadwalader, Wickersham & Taft LLP
An animal nutrition company involved in the sales of agricultural commodities outside of the United States agreed to settle OFAC charges for violations of the Cuban Assets Control Regulations.
Ropes & Gray LLP
On May 27, 2020, the SEC's Division of Investment Management published a statement (the "Statement") that, effective immediately, withdraws the 2010 Boulder Total Return Fund no-action letter...
Cadwalader, Wickersham & Taft LLP
SEC Chair Clayton cautioned main street investors on the risks of emerging market companies listed on U.S. exchanges.
Cooley LLP
Is EBITDAC a thing? Yes, according to the FT. This article describes the use of a new non-GAAP metric: "earnings before interest, tax, depreciation, amortisation—and coronavirus."
Cadwalader, Wickersham & Taft LLP
A broker-dealer settled SEC charges for misleading clients as to trade execution services and transaction costs in the broker-dealer's retail wrap fee program.
Cadwalader, Wickersham & Taft LLP
The SEC issued temporary, conditional relief to smaller companies in order to expedite the offering process provided under Regulation Crowdfunding.
Cadwalader, Wickersham & Taft LLP
The FRB noted that the extension does not affect the compliance dates regarding the SCCL applicable to U.S. intermediate holding companies of FBOs.
Foley Hoag LLP
On April 13, the U.S. Securities and Exchange Commission brought an enforcement action under the Foreign Corrupt Practices Act against Asante Berko, a former executive of a U.K...
Mayer Brown
Bylined article by Litigation & Dispute Resolution partners Richard Nowak and Nancy Ross (both Chicago).
Cadwalader, Wickersham & Taft LLP
As part of a number of liquidity measures announced in response to the COVID-19 pandemic, the Federal Reserve re-established the Term Asset-Backed Securities Loan Facility...
lus Laboris
The lawsuit alleges that, due to the purported violations of AB 5, Uber and Lyft failed to pay their employees minimum and overtime wages...
Mayer Brown
The COVID-19 crisis continues to disproportionately affect vulnerable populations across the globe.
Ropes & Gray LLP
At the May 21 meeting of the SEC's Investor Advisory Committee, the Committee approved the recommendation by its Investor-as-Owner Subcommittee that the SEC begin in earnest an effort to...
WilmerHale
As noted in our earlier alert concerning securities enforcement actions, as COVID-19 spread swiftly across the United States in the early months of 2020, the Securities...
Ropes & Gray LLP
The latest installment of Ropes & Gray's podcast series, Culture & Compliance Chronicles, explores company culture in times of crisis.
Seyfarth Shaw LLP
We previously wrote about whether Peloton instructors are (or should be) subject to non-compete agreements owing to their prominent role as the "face" of the company.
Ropes & Gray LLP
Across the globe, there are more than four million confirmed cases of COVID-19, while millions more are likely carrying the virus, and related deaths are over 300,000.1
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