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Securities
Canada
Norton Rose Fulbright Canada LLP
We recently wrote about a Complaint (the Complaint) brought by the State of New York against ExxonMobil Corporation relating to alleged climate change disclosure securities fraud.
Blake, Cassels & Graydon LLP
On February 20, 2020, the securities regulatory authorities of all the provinces and territories of Canada, except Ontario (Participating Authorities)
DLA Piper
On January 17, 2020, Justice Romaine of the Alberta Court of Queen's Bench found that the Alberta Securities Commission's (the "ASC") administrative penalties against Theodor Hennig
Blake, Cassels & Graydon LLP
In the recent decision of Alberta Securities Commission v. Hennig (2020 ABQB 48), the Alberta Court of Queen's Bench (Court)...
China
DeHeng Law Offices
新型冠状病毒(COVID-19)
Mauritius
Bowmans
The regulator for non-banking financial services in Mauritius, the Financial Services Commission (FSC) has recently reviewed its regulatory regime.
United States
Cooley LLP
A committee of law professors, led by John Coffee and Joshua Mitts, both of Columbia Law School, have submitted a petition for rulemaking with the rhythmic...
Cadwalader, Wickersham & Taft LLP
The MSRB finalized amendments to enhance the organization's Electronic Municipal Market Access ("EMMA") system to more prominently display certain financial disclosures and related information.
Kirkland & Ellis International LLP
One of the prevailing themes of M&A over the last two years is the increase in regulatory uncertainty in the U.S. and abroad. While primarily in the antitrust realm, expanded national security regimes
Shearman & Sterling LLP
On February 19, 2020, Judge Pamela A. Barker of the United States District Court for the Northern District of Ohio granted a motion to dismiss a putative securities class action...
BakerHostetler
On Wednesday, the Securities and Exchange Commission (SEC) announced that it had settled charges against a blockchain technology startup, Enigma MPC, for violations of federal securities laws.
Kirkland & Ellis International LLP
On January 30, 2020, the U.S. Securities and Exchange Commission ("SEC") provided guidance on the disclosure of key performance indicators ("KPIs") ...
Cadwalader, Wickersham & Taft LLP
Revisions to the Electronic Data Gathering, Analysis and Retrieval System ("EDGAR") Filer Manual, and to the associated rule under Regulation S-T, were published in the Federal Register.
Cadwalader, Wickersham & Taft LLP
An English- and Welsh-incorporated foreign private issuer settled SEC charges for failing to make required disclosures that resulted in materially misleading financial results.
Cadwalader, Wickersham & Taft LLP
A data encryption startup settled SEC charges for registration failures involving the offering and selling of digital tokens.
Cadwalader, Wickersham & Taft LLP
The SEC proposed amendments to Regulation NMS that would expand the content of NMS market data and modernize market data infrastructure.
Reed Smith
On January 6, 2020, the Director of the Federal Trade Commission's (FTC's) Bureau of Consumer Protection, Andrew Smith, published a blog post highlighting recent changes...
Jones Day
In an effort to modernize, simplify, and enhance certain financial disclosure requirements in Regulation S-K, the U.S. Securities and Exchange Commission ("SEC") proposed certain amendments on January 30, 2020.
Cooley LLP
The SEC has just settled an action against Diageo PLC, a producer of liquor, wine and beer, for failure to disclose known trends and uncertainties.
WilmerHale
In a speech on February 6, 2020, SEC Commissioner Hester M. Peirce outlined a proposed safe harbor to address certain regulatory difficulties faced by individuals desiring to build functioning token networks.
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