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Sophie Grace Pty Ltd
Keep up training consistently throughout the year to avoid a last-minute rush.
Corrs Chambers Westgarth
DDO regime impacts issuers & distributors of in-scope financial products. Analysis of reasons that ASIC is making Stop Orders.
Cooper Grace Ward
Discusses if a SMSF can engage a related party builder and if the builder can act as an agent to acquire assets.
Amendments to the Investment Business Act 2003 (Current IBA, as amended by the IBA Amendments, the Amended IBA) became operative on 27 July 2022 (IBA Amendments).
Koury Lopes Advogados
Antecipada pela Medida Provisória 1.103/2022, a Lei Federal nº 14.430, publicada ontem, consolida o Novo Marco Legal da Securitização. Assim como havia feito a Medida Provisória...
Finance companies are always concerned whether the goods they are financing or the other collateral they are taking as security could be determined to be "consumer goods" under the law.
Bennett Jones LLP
OSFI recently held a public consultation on revised Guideline B-10: Third-Party Risk Management.
Torys LLP
With the demise of the London Interbank Offered Rate (LIBOR) and its succession by the Secured Overnight Financing Rate (SOFR) entering its final stages, the spotlight is now on Canada...
McCarthy Tétrault LLP
On June 28, 2022, the Taskforce on Nature-related Financial Disclosures released the second version of its nature-related risk-management and disclosure framework...
Mayer Brown
The new Futures and Derivatives Law (中华人民共和国期货和衍生品法) (FDL) in China took effect on 1 August, 2022, for the first time recognising enforceability of close-out netting in the PRC's futures and derivatives markets.
CYAUSE Audit Services Ltd
The European Commissions Commission has introduced the IFR and IFD to enhance and strengthen the EU's Investment Firms' prudential framework.
Czech Republic
Kocian Solc Balastik
Secured Lending Comparative Guide for the jurisdiction of Czech Republic, check out our comparative guides section to compare across multiple countries
Schoenherr Attorneys at Law
The amendment to directive AIFMD II brings some welcome changes, but also a not so insignificant extension of the obligations for alternative investment fund managers, the advisability of which can be disputed.
European Union
Cadwalader, Wickersham & Taft LLP
Applicable rules - Capital Requirements Regulation and the EU bank capital rules.
Herbert Smith Freehills
Crowdfunding service providers must transition to the framework provided by the Regulation on European Crowdfunding Service Providers, which came into force on 10 November 2021...
Proskauer Rose LLP
On 25 July 2022, Commission Delegated Regulation ((EU) 2022/1288) ("SFDR RTS") which supplements the Sustainable Finance Disclosure Regulation ((EU) 2019/2088) ("SFDR")...
Squire Patton Boggs LLP
Banking Regulation Comparative Guide for the jurisdiction of Germany, check out our comparative guides section to compare across multiple countries
Khaitan & Co LLP
As on 30 April 2022, the assets under management of the mutual fund (MF) industry in India stands at INR 38.04 lakh crore, with 45% of the total assets being routed through direct plans.
William Fry
On 28 July 2022, the Department of Finance published the Central Bank (Individual Accountability Framework) Bill 2022 (the Bill).
Arthur Cox
Published on 28 July 2022, the Central Bank (Individual Accountability Framework) Bill 2022 (the "Bill") aims to enhance individual accountability in the financial services industry.
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