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Cadwalader, Wickersham & Taft LLP
On 7 February 2024, the European Union adopted a final text amending the AIFMD and UCITS directives (AIFMD II).
Mayer Brown
On February 21, 2024, Judge Reed O'Connor in the Northern District of Texas denied a motion to dismiss an ERISA plaintiff's complaint challenging American Airlines' selection and retention of multiple investment funds in its retirement plan.
Goodwin Procter LLP
This amendment builds on FINRA's recent willingness to relax the prohibition on the use of projections and targeted returns in the marketing materials broker-dealers deliver to institutional...
K&L Gates
For the past two decades, the Small Business Investment Company (SBIC) program (the SBIC Program) has primarily offered one type of government-guaranteed loan...
Schulte Roth & Zabel LLP
Registered investment advisers and exempt reporting advisers are required to file their annual Form ADV amendment within 90 days after their fiscal year end.
Lowenstein Sandler
On February 8, 2024, the U.S. Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) (together, the Commissions) jointly adopted additional amendments...
Jersey Finance Limited
As 2024 jumps off to a quick start, the global finance industry finds itself at a pivotal juncture, marked by extraordinary challenges and transformative opportunities.
Ropes & Gray LLP
Pershing Square Capital Management, L.P., led by renowned investor Bill Ackman, has made headlines by filing for a new listed closed-end fund...
Schulte Roth & Zabel LLP
David Griffel and David Wermuth with associate Sarah McNeill authored the Hedge Fund Law Report article, "IRS Wins Round One Over Meaning of ‘Limited Partner' for Self-Employment Income Purposes."
Lowenstein Sandler
The United States Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) has issued a notice of proposed rulemaking (NPRM)...
K&L Gates
Earlier this year, the US Securities and Exchange Commission approved 11 spot Bitcoin ETFs. In Hong Kong, in view of rapid developments of virtual asset (VA) products and growing investment products...
McGuireWoods LLP
For the past 16 years, the U.S. Department of the Treasury's Office of Tax Policy and the Internal Revenue Service's joint Priority Guidance Plan has included the issuance...
McGuireWoods LLP
The implied covenant of good faith and fair dealing is a notoriously misunderstood doctrine. It can be invoked much less often than most people think...
Goodwin Procter LLP
In our previous alert AIFMD II (Near) Final Text Agreed: What's New? and in our recent update in our Horizon Scan, we noted that the Council of the European Union (EU)...
Ropes & Gray LLP
Despite the recent politicization of ESG investing, it is clear that ESG considerations have broken through into the mainstream and are here to stay.
Goodwin Procter LLP
On February 5, 2024, a three-judge panel of the US Court of Appeals for the Fifth Circuit heard oral arguments on the challenge to the "Private Funds Rules" issued...
Akin Gump Strauss Hauer & Feld LLP
In the weeks since publishing our original alert, FinCEN released several frequently asked questions (FAQs) on the application of the Corporate Transparency Act (CTA).
Venable LLP
One week after the CFPB published its proposed rule restricting overdraft fees, the CFPB proposed yet another rule prohibiting nonsufficient funds fees (NSF fees)...
European Union
K&L Gates
After much anticipation, the new ELTIF 2.0 regime has gone live in Ireland.
Ropes & Gray LLP
Join Ropes & Gray's asset management partners, Eve Ellis and Joel Wattenbarger, as they delve into key regulatory issues impacting clients with interests in both the United States and Europe.
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