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Ropes & Gray LLP
As discussed in the recent Ropes & Gray Alert "SEC Adopts New Private Fund Adviser Rules", the SEC adopted new private fund reforms on August 23, 2023.
Lowenstein Sandler
On August 23, 2023, the U.S. Securities and Exchange Commission (SEC) adopted new and amended rules under the Investment Advisers Act of 1940, as amended (the Advisers Act), to address what it perceives as certain conflicts of interest and threats to investor protection pervasive in the private funds industry (the Private Fund Adviser Rules).
Mayer Brown
On June 9, 2023, the Securities and Exchange Commission approved the clawback listing standards proposed by the New York Stock Exchange and The Nasdaq Stock Market...
Schulte Roth & Zabel LLP
Emerging managers' fund terms, extending credit in a rising interest rate environment, and the supervisory regime for third-party AIFMs are among the topics discussed...
Kramer Levin Naftalis & Frankel LLP
On Sept. 20, the Securities and Exchange Commission (SEC) adopted amendments to Rule 35d-1, more commonly known as the "Names Rule," under the Investment Company Act of 1940(Investment Company Act).
Goodwin Procter LLP
Coming out of the Great Recession, there was a rush by real estate sponsors to raise "blind pool" capital to take advantage of displacement and distress in the real estate market.
Polsinelli LLP
Over the past few years, several real estate investment trusts have made filings with the Securities and Exchange Commission reflecting the adoption of a Delaware Statutory Trust ("DST") program.
Ropes & Gray LLP
On this Ropes & Gray podcast, real estate partner Sally Davis and asset management partner Eric Requenez discuss some of the key similarities and differences between terms in real estate...
Torys LLP
On August 23, 2023, the Securities and Exchange Commission (SEC) released final rules under the Investment Advisers Act of 1940 (Advisers Act), focused on private fund disclosures and sponsor practices (New Rules).
Foley & Lardner
Social Security and Medicare are funded by both a Federal Insurance Contributions Act ("FICA") tax on wages and Self-employed Contributions Act ("SECA") tax on net earnings from self-employment.
Morrison & Foerster LLP
On August 23, 2023, the SEC adopted new rules and amendments to existing rules (collectively, the "New Rules") under the Investment Advisers Act of 1940...
KPPB Law
The asset management industry is largely governed by two bodies: The Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA).
Ropes & Gray LLP
In an August 17, 2023 order (the "Order"), the SEC announced that it had settled an administrative proceeding with DST Asset Manager Solutions, Inc. ("DST"). At the end 2022,
Akin Gump Strauss Hauer & Feld LLP
A recent enforcement action against two affiliated wealth management businesses raises concerns over whether and how other registered investment advisers will be subject to sanctions...
Tannenbaum Helpern Syracuse & Hirschtritt LLP
On August 23, 2023, the U.S. Securities and Exchange Commission (the "SEC") adopted highly anticipated new rules and amendments (the "Final Rules") under the Investment Advisers Act of 1940
Schulte Roth & Zabel LLP
On Aug. 23, 2023, the Securities and Exchange Commission ("SEC") adopted a new series of rules and amendments ("Release") under the Investment Advisers Act of 1940 ("Advisers Act")...
Foley Hoag LLP
On August 23, 2023, the Securities and Exchange Commission (the "SEC") approved by a 3-2 vote a final rule enacting a series of wide-sweeping changes to the regulation of the private funds industry...
Ropes & Gray LLP
On August 17, 2023, District Court Judge Allen Winsor (the "Court") denied a request for a preliminary injunction enjoining the implementation and enforcement of SB 264...
Goodwin Procter LLP
Welcome to Debt Download, Goodwin's monthly newsletter covering what you need to know in the leveraged finance market.
Maples Group
The Maples Group conducted a review of its hedge fund administration clients with at least US$100 million in assets under management for a three-year period ending first-quarter 2023.
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