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Cadwalader, Wickersham & Taft LLP
The OCC and the FDIC extended the comment period for proposed revisions to regulations implementing the Community Reinvestment Act ("CRA"), a law requiring that insured depository institutions help meet community credit needs.
Cadwalader, Wickersham & Taft LLP
CFTC Chair Heath P. Tarbert highlighted key hedging exemptions in the recently proposed new position limits for physical commodity derivatives.
Cadwalader, Wickersham & Taft LLP
The CFTC proposed amendments to rules governing "swap data reporting, dissemination, and public reporting requirements."
Ropes & Gray LLP
On January 30, 2020, the Federal Reserve Board issued a notice of proposed rulemaking and asked for comments on a proposed rule to simplify
Hogan Lovells
The U.S. Commodity Futures Trading Commission (CFTC) has charged a man from Colorado with fraud and failing to register with it in respect of a scheme that involved Ponzi-type payments.
Cadwalader, Wickersham & Taft LLP
In its February disciplinary report, FINRA recapped actions against member firms and individuals for violations of FINRA rules, MSRB rules, and federal securities laws and rules.
Cadwalader, Wickersham & Taft LLP
The proposed CFTC amendments to Rules Part 36 ("Trade Execution Requirement"), Part 37 and Part 43 were published in the Federal Register. Comments must be submitted by April 20, 2020.
Cadwalader, Wickersham & Taft LLP
A broker-dealer settled FINRA charges for Order Audit Trail System ("OATS") reporting violations.
WilmerHale
The Financial Industry Regulatory Authority, Inc. (FINRA) introduced two new initiatives related to the fixed income markets.
Ropes & Gray LLP
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
Shearman & Sterling LLP
Partners Bjorn Bjerke (New York-Finance) and Stuart Fleischmann (New York-Capital Markets) have authored the "USA Law & Practice" chapter in the 2020 Chambers Global Practice Guide: Securitisation.
Shearman & Sterling LLP
On January 30, 2020, the Federal Reserve Board (the "Board") adopted final rules (the "Final Control Regulation") to provide increased transparency and consistency around determining...
Seyfarth Shaw LLP
Seyfarth Synopsis: The Federal Deposit Insurance Corporation is accepting comments until March 16, 2020 on the proposed codification to the Statement of Policy for Section 19...
Seyfarth Shaw LLP
Several high profile ransomware attacks have recently rocked the franchise world fomenting uncertainty and anxiety about franchisors'
Ropes & Gray LLP
On February 12-14, 2020, the Fund Finance Association held its 10th Annual Global Fund Finance Symposium at which lenders, sponsors,...
Cadwalader, Wickersham & Taft LLP
FINRA encouraged members to become involved in agency-led regulatory and policy initiatives that are open to the public.
Cadwalader, Wickersham & Taft LLP
The Office of Financial Research ("OFR") identified several common measures to determine systemic risk originating from large banks.
Cadwalader, Wickersham & Taft LLP
The Taxation of Distressed Mortgage Securitizations.
Mayer Brown
When the federal Consumer Financial Protection Bureau last summer issued its Advance Notice of Proposed Rule Making to revise the definition of a "Qualified Mortgage" under the Dodd-Frank Act's "ability to repay requirements," ...
Hogan Lovells
Numerous regulatory developments were enacted or proposed in the United States and the European Union in response to the financial crisis.
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