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Mayer Brown
On January 30, 2020, the Board of Governors of the FRB, the FDIC, the OCC, the Securities and Exchange Commission, and the Commodity Futures Trading Commission proposed revisions to the covered funds provisions of the Volcker Rule.
WilmerHale
On December 18, 2019, the SEC adopted new rules pursuant to Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act requiring the application of risk mitigation techniques to portfolios ...
Foley Hoag LLP
On January 30, 2020, five federal regulatory agencies, the Commodity Futures Trading Commission, the Federal Deposit Insurance Corporation ("FDIC"), ...
Cadwalader, Wickersham & Taft LLP
A broker-dealer settled FINRA charges for deficient Order Audit Trail System ("OATS") reports and Regulation NMS quarterly order routing disclosures.
Cadwalader, Wickersham & Taft LLP
ISDA highlighted separate economic analyses on: (i) trends in the credit default swaps ("CDS") market, (ii) clearing networks and central counterparties ("CCP") stress testing, and (iii) the cost effects of clearing fragmentation.
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board ("FRB") and the OCC published their hypothetical economic and financial scenarios (see here and here) for banks to use in their annual stress tests.
Cadwalader, Wickersham & Taft LLP
In an address at the FIA-SIFMA AMG Asset Management Derivatives Forum, CFTC Commissioner Dawn D. Stump offered her perspective on (i) regulatory harmonization.
Womble Bond Dickinson
On Wednesday, PayPal sued the CFPB in federal district court in the District of Columbia claiming the Bureau's Prepaid Account Rule ("Rule") is arbitrary and...
DLA Piper
This regular publication from DLA Piper focuses on helping banking and financial services clients navigate the ever-changing federal regulatory landscape.
Jones Day
The Situation: For the past 10 years, regulated entities and others have sought more definition concerning the nature and scope of claims the Consumer Financial Protection Bureau
Kramer Levin Naftalis & Frankel LLP
SNC reviews began in 1977 and review credits with a minimum amount of $100 million shared by two or more regulated banks.
Cadwalader, Wickersham & Taft LLP
The Committee also considered testimony on predatory "rent-a-bank" schemes as further detailed in the House Staff Committee Memorandum.
Gibson, Dunn & Crutcher
On January 30, 2020, the five regulatory agencies (Agencies) responsible for implementing the Dodd-Frank Act's Volcker Rule issued, in some cases with dissent, a proposed rule (Funds Proposal)
Mayer Brown
We recently discussed the efforts of the Alternative Reference Rates Committee (ARRC) to prepare for the upcoming discontinuance of LIBOR as an index rate for residential mortgage and consumer loans.
Pryor Cashman LLP
Jeff represents financial institutions in responding to government regulatory inquiries and enforcement actions and government investigations and prosecutions.
Reinhart Boerner Van Deuren s.c.
As a result of regulations recently adopted, banks with less than $10 billion in consolidated assets are now subject to a new simplified leverage capital ratio regulatory scheme
Cadwalader, Wickersham & Taft LLP
The SEC final rule adopting "risk mitigation" requirements applicable to security-based swap dealers ("SBSDs") was published in the Federal Register.
Cadwalader, Wickersham & Taft LLP
An institutional brokerage firm settled FINRA charges for violating OTC trading rules and Trade Reporting and Compliance Engine Reporting ("TRACE") violations.
Ropes & Gray LLP
The New York State legislature is considering extending the application of the mortgage recording tax to mezzanine debt financings.
Kramer Levin Naftalis & Frankel LLP
The FDIC Fall 2019 edition of Supervisory Insights contained an article entitled "Leveraged Lending: Evolution, Growth and Heightened Risk".
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