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Shearman & Sterling LLP
On 4 December 2019, ESMA published its final report on the draft Regulatory Technical Standards (RTS) amending delegated Regulation EU 2019/979.
Shearman & Sterling LLP
On 11 December 2019 a new Regulation amending the revised Markets in Financial Instruments Directive (MiFID II),...
Shearman & Sterling LLP
On 18 December 2019, the European Securities and Markets Regulator (ESMA) published a report on undue short-term pressure...
Mayer Brown
The European Commission has now adopted and published the draft regulatory technical standards in relation to the transparency requirements under the EU Securitisation Regulation.
The Consultation is specifically relevant for UCITS management companies and investment managers as their delegates ("Managers"), institutional investors, retail investors and relevant trade organisations.
The bulk of the new EU Prospectus Regulation 2017/1129 (the Regulation) took effect on 21 July 2019.
DLA Piper
In December 2019, the Alberta Securities Commission (the "ASC") released its 2019 Corporate Finance ‎Disclosure Report (the "Report"). This bulletin summarizes the ASC's key findings and pursuant to...
Shearman & Sterling LLP
On 6 December 2019, the FCA published its quarterly consultation paper (No. 26) which proposes two particular changes to the Listing Rules.
Wrigleys Solicitors
The impact of the FCA's new rules on what they term 'Speculative Illiquid Securities'
Clyde & Co
As we approach the end of the decade, we take a look at two important contrasting cases in the collective action sphere to have recently been under the Court's microscope.
DAC Beachcroft LLP
Cyber-security related incidents frequently grab the news headlines but the NotPetya cyberattack in June 2017, the largest reported cyberattack in history, demonstrated the impact such attacks...
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
On September 26, 2019, the Securities and Exchange Commission (SEC) adopted new Rule 163B and related amendments under the Securities Act to expand the permitted use of "testingthe-waters"
Cooley LLP
This alert serves as a guide for UK and non-US clients wishing to grant options to employees and other service providers in the US.
Herrington Carmichael
Where a mistake has been made during the course of formalising commercial contractual arrangements, when will the court be prepared to rectify it and on what basis?
The "management and control'' test of corporate residence is a significant connecting factor for tax purposes in many common law jurisdictions.
Hogan Lovells
The UK has always been a popular destination for UK and overseas companies who are looking to raise finance on a public securities market
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
On August 8, 2019, the Securities and Exchange Commission (SEC) announced proposed amendments to modernize the rules requiring description of business
Shearman & Sterling LLP
On 4 April 2019, the Takeover Panel published amendments to the Takeover Code that will take effect on exit day (i.e., currently 31 October 2019).
DLA Piper
On Sunday, 21 July 2019, the Prospectus Regulation (Regulation EU/2017/1129, the "Prospectus Regulation") entered into force, replacing the prospectus directive as implemented within the EU.
Clyde & Co
The boundaries of financial regulation are constantly expanding and the question of what should come within the Financial Conduct Authority's (FCA) remit is currently under review...
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