United States:
IOSCO Issues Report To Help Members Enhance Retail Investor Protection
16 April 2019
Cadwalader, Wickersham & Taft LLP
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IOSCO issued a report on behavioral insights that could be
used to improve retail investor protection. The report looks at,
among other things, the (i) design of disclosure to optimize reader
comprehension, (ii) use of online interfaces and (iii) timeliness
of information. The report found that behavioral factors are
limited in their effect, and that, notwithstanding design or
delivery, disclosures may be insufficient on their own to
"achieve comprehensive retail investor protection."
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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