United States:
FINRA Requests Comment on Business Continuity Plans
06 March 2019
Cadwalader, Wickersham & Taft LLP
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As part of its retrospective rule review, FINRA requested comments on the "effectiveness
and efficiency" of a rule regarding business continuity plans and
emergency contact information. Comments must be submitted by April
26, 2019.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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