The Cabinet Regulatory Tracker is a list of upcoming comment deadlines, nomination deadlines, effective dates and compliance dates. Click on the links below to view deadlines from January 16, 2019 to January 31, 2019.
For continuous real-time updates, please consult the Cadwalader Cabinet Regulatory Calendar.
Comment Deadlines
- January 18: OCC, FDIC and FRB - Reduced Reporting for Covered Depository Institutions
- January 22: MSRB - Guidance on Series 54 Examination
- January 22: FRB, FDIC and OCC - Proposed Changes to Applicability Thresholds for Regulatory Capital and Liquidity
- January 22: FRB - Application of Prudential Standards to U.S. Bank Holding Companies
- January 23: SEC - Draft 2018 Exchange Transaction Fee Summary Schema for NMS Stocks
- January 29: CFTC - Post-Trade Name Give-Up on Swap Execution Facilities
- January 31: FHFA - Federal Home Loan Bank Housing Goals Amendments
- January 31: SEC - Impact of MiFID II Research Provisions
Nomination Deadlines
Effective Dates
- January 18: SEC - Adoption of Disclosure of Order Handling Information
- January 22: FHFA - Amendments to Golden Parachute and Indemnification Payments
- January 28: OCC Effective Date - Guidelines Establishing Standards for Recovery Planning by Certain Large Insured National Banks, Insured Federal Savings Associations, and Insured Federal Branches; Technical Amendments
Compliance Dates
- January 21: FINRA - Reminder for Broker-Dealers and Investment Advisers to Review 2018 Final Statements
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