United States:
Why Disclosure Really Matters Now - The S.E.C. Enforcement Agenda (Video)
To print this article, all you need is to be registered or login on Mondaq.com.
In this webinar, Orrick lawyers discuss S.E.C. enforcement with
Public Finance Abuse Unit Chief Leeann Ghazil Gaunt.
Topics Discussed Include:
- What Are the Priorities of the Public Finance Abuse Unit?
- What Sanctions Can the S.E.C. Bring Against Issuers,
Underwriters, Their Officers and Officials?
- Summary of Recent S.E.C. Enforcement Cases – What
Patterns Can We Find?
- Recent Increases in Exposure of and Enforcement Against Public
Officials.
- How Should An Official Respond if Contacted by the Public
Finance Abuse Unit?
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
POPULAR ARTICLES ON: Strategy from United States
USA - Florida Trends And Developments
Winston & Strawn LLP
As 2023 ends, the US economy continues to do better than previously expected. The economy avoided a recession and, in the third quarter, grew at a 5.2% annual rate...
BE-11 Survey: Reporting Deadline Approaching
Proskauer Rose LLP
In April 2023, we published an overview of the BE-12, a benchmark survey conducted every five years by the Department of Commerce's Bureau of Economic Analysis ...
Second Stage Outsourcing: Keys to Success in Switching Suppliers
Mayer Brown
Switching from one outsourcing supplier to another involves the effort and risk of both terminating and entering into an outsourcing engagement. This article highlights some of the key issues for a customer in deciding whether to switch suppliers, in preparing to switch suppliers, and in making the transition from the incumbent supplier to the new supplier.