United States: MSRB Provides Guidance On Compliance Risk For Municipal Advisors

Last Updated: July 14 2017
Article by Cadwalader, Wickersham & Taft LLP

Most Read Contributor in United States, March 2018

The MSRB released a "Compliance Advisory for Municipal Advisors" ("Advisory"). The Advisory provides guidance for Municipal Advisors on compliance risks for recently implemented rules. Areas of compliance risk identified in the Advisory include the following:

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