| Fund Name: | XAI Octagon Floating Rate Income & Credit Alternative Trust |
| Adviser: | XA Investments LLC |
| Sub-Adviser(s): | Octagon Credit Investors LLC |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-End (Exchange traded) |
| Investor Restrictions: | Not specified |
| Filing Date: | April 7, 2017 |
| Effective Date: | Pending |
| Fund Name: | USQ Core Real Estate Fund |
| Adviser: | Union Square Capital Partners LLC |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-End (Quarterly repurchase) |
| Investor Restrictions: | $2,500 minimum initial investment, $100 minimum subsequent investment (Class IS); $25,000 minimum initial investment, $100 minimum subsequent investment (Class I) |
| Filing Date: | April 6, 2017 |
| Effective Date: | Pending |
| Fund Name: | NB Crossroads Private Markets Fund V (TE) |
| Adviser: | Neuberger Berman Investment Advisers LLC |
| Sub-Adviser(s): | NB Alternatives Advisers LLC |
| Fees: | The Fund, through its investment in the Master Fund, will indirectly bear the management fees and carried interest allocations (or equivalent) of the Portfolio Funds; the expenses of the Portfolio Funds, including without limitation, investment-related expenses, non-investment related interest expense, administrative expenses and fees and disbursements of attorneys and accountants engaged on behalf of the Portfolio Fund and other ordinary and extraordinary expenses. |
| Open- or Closed-End: | Closed-End (Feeder fund) |
| Investor Restrictions: | Accredited investors and qualified clients; $50,000 minimum investment |
| Filing Date: | March 31, 2017 |
| Effective Date: | Pending |
| Fund Name: | FS Global Credit Opportunities Fund-T2 |
| Adviser: | FS Global Advisor LLC |
| Sub-Adviser(s): | GSO Capital Partners LP |
| Fees: | Management Fee calculated and payable quarterly in arrears at the annual rate of 2% of the Fund's average daily gross assets during such period. |
| Open- or Closed-End: | Closed-End (Quarterly repurchase) |
| Investor Restrictions: | $5,000 minimum initial investment, $500 minimum subsequent investment; Investors are required to have either: (i) a net worth - not including home, furnishings and personal automobiles - of at least $70,000 and an annual gross income of at least $70,000; or (ii) a net worth - not including home, furnishings and personal automobiles - of at least $250,000. |
| Filing Date: | March 28, 2017 |
| Effective Date: | Pending |
| Fund Name: | AllianzGI Convertible & Income 2024 Target Term Fund |
| Adviser: | Allianz Global Investors U.S. LLC |
| Sub-Adviser(s): | Not specified |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-End (Exchange traded) |
| Investor Restrictions: | Minimum investment of 100 common shares |
| Filing Date: | March 24, 2017 |
| Effective Date: | Pending |
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
