United States:
Federal Register: FINRA Releases Firm Element Advisory In Online Format
27 September 2016
Cadwalader, Wickersham & Taft LLP
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FINRA notified member firms that the Securities
Industry/Regulatory Council on continuing education released the
Firm Element Advisory in a new online format. The Firm Element
Advisory, which was previously released semi-annually in a document
format, will now be available online at http://cecouncil.com/firm-element/.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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